2024 – Page 5 Of 137 – Investment Fraud Lawyers

David Braeger Sentenced For Investment Fraud Scheme

Investment fraud schemes often leave victims in their wake, dealing with financial loss and betrayal. David Braeger’s sentencing for investment fraud highlights a pivotal moment in the fight against such deceitful practices. This case underscores the critical need for vigilance among investors and showcases the consequences awaiting those who choose to defraud others. Drawing on […]

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Andrew Keller and Purshe Kaplan Sterling Face Serious Investment Negligence Claims

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against financial advisor Andrew Keller and his firm, Purshe Kaplan Sterling Investments. The case, which is currently pending, revolves around a customer dispute that spans the period from 2021 to 2023. The customer alleges that Keller and

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Wells Fargo Advisors’ $300K Investor Claim Payment Order

Investing can feel like a gamble, especially with big-name financial firms. Sometimes, investors find themselves in tough spots due to advisors’ actions. An important case highlighted this issue when Wells Fargo Advisors were ordered to pay $300K in an investor claim. My years of experience as a financial advisor give me unique insights into such

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Cody Moran from Bankers Life Accused of Misleading Client in Annuity Sale

In a recent development that has sent shockwaves through the investment community, Bankers Life and Casualty Company (BLC), an affiliated insurance company of Bankers Life Securities, Inc. (BLS), has been accused of taking advantage of a client in the sale of multiple Premium Bonus Index Annuities (PBIA) between February 2021 and October 2022. The allegation,

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Former Thrivent Broker Amanda Yates Faces Misrepresentation Allegation Impacting Investors

Amanda Yates, a former broker with Thrivent Investment Management Inc., is facing a serious allegation from a client who claims that an annuity purchased in June 2020 was misrepresented, and the surrender schedule was not disclosed. This case, which was denied on February 27, 2024, has significant implications for investors who may have been affected

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