Ivan Ffriend (Cetera Advisors) – A Closer Look Investors Shouldn’t Miss

At Haselkorn & Thibaut, we often speak with investors who took reasonable steps to protect their financial future, only to encounter unexpected challenges. A name that’s come up in recent discussions is Ivanhoe Vincent Ffriend, a financial advisor associated with Cetera Wealth Services, LLC and Cetera Investment Advisers, LLC. If you’re one of his clients […]

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Steve Lawler (Cetera Advisors) – What Investors Need to Know

At Haselkorn & Thibaut, we often hear stories that sound more like campfire cautionary tales than investment advice. One name that’s come up in conversations with investors: Stephen C. Lawler, affiliated with Cetera Advisors. If you’re working with him—or considering it—here’s what you need to know. A Look Behind the Curtain According to FINRA BrokerCheck,

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Dustin West Under Investigation by Haselkorn & Thibaut for Unsuitable Sale of Annuities

In a recent development, a customer has filed a complaint against Dustin West, an investment advisor, alleging unsuitable sale of fixed annuities. The customer claims that she was not informed of the extent of West’s commissions or ancillary incentives to sell the annuities at the time of the original sale. As a result, the customer

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Northstar Healthcare Capital Loss Recovery | Investment Fraud Lawyers | Free Consultation

Northstar Healthcare Income REIT has traditionally been marketed as an income-producing investment. However, non-traded REITs like Northstar Healthcare carry unique risks, including illiquidity, complex fee structures, and limited transparency. Northstar Healthcare was once a favored investment, but recent developments have resulted in significant changes and financial challenges for many investors. Recent Developments Investor Losses and Legal Actions

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Challenging FINRA Claim Targets Alleged Unsuitable DST Investments

A recent FINRA arbitration claim against Oak Tree Securities, LLC has drawn attention from investors and legal professionals regarding Delaware Statutory Trusts (DSTs) and their suitability for retail investors. DSTs are specialized real estate investment vehicles that can present significant risks and liquidity challenges. On July 7, 2025, a claim was filed on behalf of

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