2025

Jeremy Meger, a broker associated with NYLIFE Securities LLC (CRD 5167), faces allegations from a customer claiming that the three separate variable annuity policies purchased between January 2019 and March 2021 were unsuitable recommendations. The customer is requesting a waiver of surrender charges in the settled dispute, which was disclosed on January 31, 2024. According […]

Peter Kalmus, a broker associated with IBN Financial Services, Inc., is currently facing allegations of unsuitable recommendations and inadequate due diligence related to offerings presented by GPB Capital Holdings, LLC. The customer dispute, filed on January 31, 2024, is currently pending resolution and involves direct investment in DPP & LP interests. According to a recent

David Ford, a broker and investment advisor associated with LPL Financial LLC, has been named in a customer dispute alleging misrepresentation and unsuitability related to investments in real estate securities and business development companies (BDCs). The complaint, filed on January 31, 2024, was ultimately denied by the firm. Investment fraud and bad advice from financial

John Darmanian, a broker and investment advisor associated with Western International Securities, Inc., is currently facing allegations of supervisory failures, according to recent disclosures on his FINRA BrokerCheck record. The customer dispute, filed on January 31, 2024, is still pending resolution and involves allegations related to debt and corporate products. The details of the alleged