Kyle Tisone (Goldman Sachs & Co. LLC, Chicago, IL): Comprehensive Investor Report & Ongoing Review by Haselkorn & Thibaut
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Haselkorn & Thibaut, a leading national investment fraud law firm, has launched an independent investigation into Kyle Tisone, a current registered representative at Goldman Sachs & Co. LLC in Chicago, IL. If you have concerns about your investments managed by Kyle Tisone (CRD# 6514021), or if you’ve experienced unexpected losses, understanding the facts and potential red flags is crucial. Investors are invited to learn more and take advantage of a free, confidential case evaluation by calling 1-888-994-8066.
About Kyle Tisone and His Role at Goldman Sachs & Co. LLC (Chicago, IL)
- Name: Kyle Tisone
- CRD Number: 6514021
- Current Firm: Goldman Sachs & Co. LLC (CRD# 361)
- Location: 71 South Wacker Drive, Suite 1200, Chicago, IL 60606
- Industry Registration: General Securities Representative (Series 7), SIE, Series 3, Series 66
- With Goldman Sachs since: September 2016
Kyle Tisone works as a financial advisor and stockbroker, registered with FINRA since 2016. He holds several securities licenses, permitting him to recommend and manage a variety of investment strategies for clients.
Current Pending Customer Complaint Against Kyle Tisone – What Investors Should Know
In August 2025, a significant customer dispute was filed against Kyle Tisone under FINRA Arbitration Case No. 25-01581. The pending arbitration alleges the following:
- Damages Sought: $850,000
- Alleged Misconduct: Taking action outside the scope of the client’s consent in an advisory account
- Timeframe: The disputed activities are alleged to have started in October 2024
- Key Issues Raised:
- Unsuitability: The options strategy recommended did not fit the client’s stated risk profile, potentially violating FINRA Rule 2111 (Suitability Rule).
- Breach of Fiduciary Duty / Best Interest: Claims Tisone did not act in the client’s best interest, as required for retail customers since mid-2020 under SEC Regulation Best Interest (Reg BI).
- Fraud / Misrepresentation: Alleged material misrepresentation or omission of key risks involved with the options strategy, which if proven could violate FINRA Rules 2020 and 2010.
- Unauthorized Trading: Actions supposedly outside the customer’s consent, raising concerns under FINRA Rule 3260 (Discretionary Accounts).
This pending case is a serious disclosure and should prompt investors to review their portfolio activity, risk alignment, and communication history with Kyle Tisone.
How to Check Kyle Tisone’s Regulatory and Complaint History
- FINRA BrokerCheck: Investors are strongly encouraged to independently review Kyle Tisone’s public registration and complaint history using FINRA BrokerCheck.
- Search by name (“Kyle Tisone”) or CRD number (6514021).
- Review “Disclosures” for customer complaints or regulatory actions.
- Check “Employment History” for previous affiliations.
- Monitor “Regulatory Actions” and “Financial Events” for any updates.
Summary Table: Complaints & Regulatory Filings for Kyle Tisone (as of October 2025)
| Type | Date | Status | Summary |
|---|---|---|---|
| FINRA Arbitration – Customer Dispute | Filed August 1, 2025 | Pending | Alleges unauthorized options strategy, misrepresentation of risk, seeks $850,000 in damages. Activities from October 2024 onwards. |
| Regulatory Actions | N/A | None Disclosed | No reported FINRA or SEC disciplinary history at this time. |
| Other (Civil Litigation, Bankruptcy) | N/A | None Disclosed | No other lawsuits, bankruptcies, or judgments reported. |
Key Red Flags and What Investors Should Watch For
- Pending Large Customer Dispute: An $850,000 pending arbitration for unauthorized options trading and risk misrepresentation is a notable red flag for any client considering ongoing or future engagement.
- Risk Alignment: Ensure that your actual investment allocations align with your shared goals and risk tolerance–options and other complex strategies are not suitable for everyone.
- Transparency & Communication: Adequate disclosure of investment risks and confirmations of consent are critical; missing documentation or unclear communications are early warning signs.
- Regular Review: Advisors should regularly update suitability profiles and discuss any material changes with clients.
What Should You Do If You Have Concerns?
If you’ve experienced losses, unexpected account activity, or unsatisfactory risk explanations in accounts managed by Kyle Tisone, your next step is vital:
- Request written explanations and documentation from your advisor/broker-dealer.
- Review your account statements for unfamiliar or complex transactions (such as options).
- Consider getting a second opinion from an experienced securities attorney.
Haselkorn & Thibaut offers a complimentary review of your investment concerns and case eligibility. With over 50 years of combined experience, a 98% success rate, and millions recovered for clients nationwide, their team stands ready to guide investors through potential claims.
All consultations are free and confidential. There is no fee unless a recovery is made. Call 1-888-994-8066 now for your no-obligation consultation.
About Haselkorn & Thibaut
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national leader in investment and securities fraud recovery, with offices nationwide. Their team provides tenacious, ethical representation for investors harmed by broker misconduct, unsuitable investments, and misrepresentation. They have successfully represented clients against the largest broker-dealers, including Goldman Sachs & Co. LLC. There is no charge for an initial case review, and clients pay nothing unless their claim results in a financial recovery.
Your Next Step: Protect Your Investments with a Free Case Review
If you’re an investor with concerns about losses or advisory practices involving Kyle Tisone at Goldman Sachs & Co. LLC in Chicago, contact Haselkorn & Thibaut at 1-888-994-8066 for a free, nationwide case evaluation. Don’t wait—your rights and finances deserve knowledgeable guidance from seasoned advocates. Act decisively to ensure your interests come first.
