Investment Fraud Lawyers

Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. We have over 50 years of experience and a 98% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

Serious Allegation Against William Bravato, Advisor at Wells Fargo Clearing Services, Surfaces

In a recent development, a serious allegation has been leveled against William Bravato, a broker and investment advisor associated with Wells Fargo Clearing Services, LLC. The customer dispute, filed between March 24, 2023, and February 5, 2024, asserts that the client did not authorize a capital call and that the investment was recommended to meet […]

Serious Allegation Against William Bravato, Advisor at Wells Fargo Clearing Services, Surfaces Read More »

Susan Morse of UBS Financial Services Faces $500,000 Dispute over Unsuitable Annuity Investment

Susan Morse, a broker and investment advisor associated with UBS Financial Services Inc., is currently facing a serious customer dispute allegation that has raised concerns among investors. According to the disclosure filed on March 26, 2024, the claimants allege that the annuity investment in their account was unsuitable between 2013 and 2022. The damage amount

Susan Morse of UBS Financial Services Faces $500,000 Dispute over Unsuitable Annuity Investment Read More »

Capital Investment Group’s Tammie Farrell Faces Serious Allegations Over GWG Holdings Investments

Tammie Farrell, a broker and investment advisor with Capital Investment Group, Inc., is facing serious allegations from a client who purchased GWG Holdings, Inc. L-Bonds on multiple occasions in 2019. The client, referred to as [REDACTED], filed a complaint against Farrell after GWG Holdings filed for Chapter 11 bankruptcy on April 20, 2022. The allegations

Capital Investment Group’s Tammie Farrell Faces Serious Allegations Over GWG Holdings Investments Read More »

LPL Financial and Advisor Douglas Johnson Face Serious Customer Dispute Allegation

LPL Financial LLC and financial advisor Douglas Johnson are facing a serious customer dispute allegation, according to the advisor’s FINRA BrokerCheck record. The complaint, filed on March 26, 2024, and currently pending resolution, alleges that Johnson failed to advise the customer that a recommended annuity would rebalance to a more conservative strategy over time, resulting

LPL Financial and Advisor Douglas Johnson Face Serious Customer Dispute Allegation Read More »

Scroll to Top