Investment Fraud Lawyers

Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. We have over 50 years of experience and a 98% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

Understanding the New DOL Fiduciary Rule: What Investors Need to Know

The U.S. Department of Labor (DOL) has finalized new regulations that expand the definition of who qualifies as a fiduciary under the Employee Retirement Income Security Act (ERISA). This change will bring more investment advisers under the purview of federal benefits law, potentially impacting how investors receive advice and manage their retirement accounts. As an […]

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John Stapleton from Spartan Capital Securities Faces Serious Allegations

Allegations of financial misconduct are serious matters that can significantly impact investors. One such case that is currently under investigation involves John Stapleton, a broker with SPARTAN CAPITAL SECURITIES, LLC. The allegation, filed on 8/24/2023, is pending and involves charges of negligence, unsuitability, and failure to supervise, with a claimed loss of $84,688.00. The case

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Can you sue your financial advisor?

Sue Financial Advisor For Negligence: Free Tips & Suggestions

It’s essential to grasp the effects of a financial advisor’s negligence. Negligence transpires when a financial advisor fails to act sensibly in giving useful advice. This breach of responsibility may include overlooking investment supervision, disregarding risk tolerance, and supplying the wrong information. If someone suffers losses due to their financial advisor’s negligence, they can then

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Unmasking Debbie Cavanaugh: Centaurus Financial Under SE C Lens for Investor Violations

The U.S. Securities and Exchange Commission (SEC) has recently raised a serious allegation against Debbie Cavanaugh, a registered representative of Centaurus Financial, Inc. The allegation, currently pending, was made on 8/24/2023. It centers on a potential violation of Rule 151-1(a) of the Securities Exchange Act of 1934, otherwise known as Regulation Best Interest. Specifically, the

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FINRA Arbitration Lawyer

FINRA Lawyer: Recover Your Losses Through Arbitration

At Haselkorn & Thibaut, P.A., our experienced FINRA Arbitration lawyers help victims of investment fraud and financial advisor malpractice recover their investment losses. The securities industry laws are complex, involving state and federal regulations, firm-specific policies, and various industry standards. The Financial Industry Regulatory Authority (FINRA) is the governing body overseeing the securities industry, authorized

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