Investment Fraud Lawyers

Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. We have over 50 years of experience and a 95% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

raymond james lawsuit

How Raymond James’ Inaccurate Trade Confirmations Cost Investors Millions: A Deep Dive into the Recent Settlement with FINRA

FINRA announced today that Raymond James & Associates Inc. has settled charges of providing inaccurate trade confirmations to customers over eight years, totaling at least 1.85 million confirmations. The broker-dealer from St. Petersburg, Florida, has agreed to a $300,000 fine and a censure without admitting or denying any wrongdoing between January 2014 and May 2022. …

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investment fraud lawyer

Paul McGonigle Pleads Guilty to Defrauding Clients and Stealing Their Retirement Assets

Paul McGonigle, a 67-year-old financial adviser from Middleboro, Massachusetts, pleaded guilty to defrauding his elderly clients and stealing their retirement assets. He allegedly stole at least $1.4 million from the annuities of 15 clients over three years, according to court documents and a statement jointly released by the U.S. Attorney’s Office and the Federal Bureau …

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Business Development Corporation of America (BDCA)

BDCA (Business Development Corporation of America) Losses Surge

Investors that own the Business Development Corporation of America (BDCA) are seeing massive losses. BDCA is a non-traded business development company (BDC) that focuses on senior secured loans with middle-market companies. A non-traded BDC does not trade like a stock or a bond on a national exchange. It is generally considered risky, complex, and illiquid because …

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Cole Credit Property Trust IV - CIM GROUP

Cole Credit Property Trust IV – CIM Group – Losses Investigation

Investors of CIM Real Estate Finance Trust, formerly known as Cole Credit Property Trust IV, should know that Haselkorn & Thibaut (InvestmentFraudLawyers.com) have started an investigation into alleged improper sales of the investment to investors. This non-traded REIT is allegedly planning to reposition its portfolio into commercial mortgage loans and intends to sell off shopping …

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