Investment Fraud Lawyers

FINRA censures Cape Securities for Reg BI failures in GWG L bond and leveraged ETF sales to senior investors, ordering $145,072 in restitution.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Mohammed Karim (CRD# 4419277), a former financial advisor based in Lakeland, Florida, who was most recently registered with Truist Investment Services. Our firm’s action comes in response to a growing body of regulatory disclosures and alleged misconduct documented in official

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an independent investigation into Boca Raton, Florida financial advisor Mike Gestone (CRD# 5984302) of Greenbird Capital. Our attorneys leverage decades of insider knowledge as former Wall Street defense counsel to protect individual investors Nationwide-investor-losses/”>Nationwide-investor-losses/”>Nationwide. We have a 98% success rate in hundreds of

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an investigation into recent allegations against Steven Goethel (CRD# 5861475), a financial advisor and broker registered with Merrill Lynch in Jupiter, Florida. We understand the gravity of potential investment losses and know firsthand how overwhelming it can be for investors facing confusing or inadequate

The numbers are in, and they tell a story every investor should hear: the Financial Industry Regulatory Authority (FINRA) brought 44 formal enforcement actions involving Regulation Best Interest violations in 2025 — more than double the 21 cases filed in 2023 and a significant jump from the 38 cases in 2024. Those 44 actions named