Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially launched an internal investigation into Deborah Ann Stackpole (CRD #4969850), a financial advisor currently associated with Stonecrest Advisors, Inc. and Stonecrest Capital Markets, Inc.. If you are an investor in Florida or elsewhere who worked with Deborah Stackpole, particularly regarding 1031-Delaware Statutory Trusts (DSTs), alternative investments, REITs, or other high-risk products, we urge you to keep reading. Our attorneys are leveraging our unique “former Wall Street defense” insight and decades of experience to help investors understand their rights and options for recovery and potential losses.
Who Is Deborah Ann Stackpole? Key Background for Concerned Investors
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Deborah Ann Stackpole is currently registered with Stonecrest Advisors, Inc. (Registered Investment Adviser) and Stonecrest Capital Markets, Inc. (broker-dealer). She holds the Series 7, Series 66, and Securities Industry Essentials (SIE) licenses. Over her career, she has also worked with:
- Royal Alliance Associates, Inc.
- Investment Advisors Asset Management, LLC
- Investment Advisors & Consultants, Inc.
Her BrokerCheck record offers transparency for investors who want to verify her qualifications and track record. We encourage you to review this resource for updated information.
Summary of Current Complaints & Customer Disputes
Our review of the FINRA BrokerCheck disclosures (as of July 9, 2026) reveals significant investor complaints involving Deborah Stackpole:
| Date of Dispute | Allegation | Product(s) | Amount Claimed | Status/Resolution | Case Number |
|---|---|---|---|---|---|
| May 13, 2026 | Unsuitable recommendations regarding four 1031-DST purchases | 1031-Delaware Statutory Trust | $840,000 | Pending | 26-01069 |
| Feb. 28, 2024 | Unsuitable recommendations related to corporate debt and a REIT | Corporate Debt, REIT | $390,000 | Settled for $150,000 (Stackpole contributed $75,000) | 24-00429 |
Unsuitable investment recommendations are a serious concern and frequently a key driver of recoverable losses in securities arbitration.
Understanding Suitability, Supervision, and Regulation Best Interest (Reg BI)
As investors, you depend upon your financial advisor and their firms to act with care and in your best interests. There are critical regulatory obligations that provide you with important protections:
- FINRA Rule 2111 (Suitability): Advisors must have a reasonable basis for recommending an investment. Each recommendation must fit your investor profile, including your risk tolerance, liquidity needs, and time horizon.
- FINRA Rule 3110 (Supervision): Broker-dealers must proactively supervise their advisors and respond properly to client complaints or red flags.
- Regulation Best Interest (Reg BI): This SEC standard, effective June 30, 2020, strengthens investor protections. Advisors are obligated:
- To disclose key facts, fees, and conflicts of interest
- To exercise care, diligence, and skill in recommendations
- To identify, disclose, and mitigate conflicts
- To adopt policies that promote investor-focused conduct
Reg BI applies to every transaction or strategy recommendation and is a higher standard than the traditional “suitability” rule.
Failure to honor these obligations can result in financial harm. Our attorneys routinely pursue recovery for clients in cases where these basic duties were not met.
What Are 1031-DSTs, REITs, and High-Risk Alternatives?
Many investors targeted in these cases were recommended complex products, including 1031-Delaware Statutory Trusts (DSTs) and non-traded Real Estate Investment Trusts (REITs). These are not appropriate for every investor. Here’s why:
- 1031-DSTs: Structured for investors seeking tax-deferred exchanges. They often carry illiquidity, high fees, and unique risks not suitable for conservative or income-focused investors.
- Non-Traded REITs & Alternative Investments: Typically illiquid, complex, and carry higher risks and fees than traditional investments such as stocks or bonds.
Advisors and broker-dealers must ensure that any recommendation for these products is aligned with the investor’s specific needs and objectives. When they fail in this duty—and investors suffer losses—claims for recovery can often be pursued.
Deborah Stackpole’s Complaint Record: A Detailed Review
- May 2026 Pending Customer Dispute: Allegation of unsuitable recommendations tied to four 1031-DST purchases made between July and September 2022. Claimed damages are $840,000—a substantial loss for any investor.
- February 2024 Customer Complaint: Investor alleged unsuitable recommendations involving corporate debt and a REIT, requesting $390,000 in damages. This was settled for $150,000, with Deborah Stackpole herself contributing $75,000 toward the resolution.
Both of these disputes center on the suitability of investment recommendations. Such allegations are significant red flags for investors, especially when related to illiquid and high-commission financial products.
Why Investors Are Turning to Us
- 98% success rate across hundreds of investor claims
- 95+ years of combined securities law experience
- Over $520 million involved in securities cases
- Top 2% peer-reviewed (Martindale-Hubbell AV Preeminent)
- Super Lawyers designated attorneys
- 5.0-star client reviews
- No recovery, no fee: You pay nothing unless we recover for you
We are former Wall Street defense attorneys who now use our insider knowledge to fight for you. Our insider experience enables us to recognize subtle forms of misconduct and ineffective supervision. Our focus: maximize your recovery and hold advisors and firms accountable.
What Should Investors Do If They Worked With Deborah Stackpole?
If you worked with Deborah Ann Stackpole at Stonecrest Advisors, Inc. or Stonecrest Capital Markets, Inc.—especially in Florida—and you have any concerns about the suitability of your investments, you may have a right to recover your losses. Key warning signs include:
- Investments that did not match your financial goals
- Unexpected losses or account fluctuations
- Lack of relevant disclosures about risk and fees
- Difficulty accessing your invested funds
- Recommendations of illiquid or high-commission products without full explanation
Do not assume it is too late or that you are powerless. All conversations are private and confidential.
Free Consultation: Take the First Step Toward Recovery
Our attorneys are actively investigating the issues raised about Deborah Stackpole at Stonecrest Advisors, Inc. and Stonecrest Capital Markets, Inc.. If you suspect that your investments were mismanaged or believe you received unsuitable advice, call us now at 1-888-885-7162
