Haselkorn & Thibaut has initiated an investigation into Bryan Lubitz, a financial advisor currently registered with Equitable Advisors in Melville, New York. Investors who have worked with Bryan Lubitz or have concerns regarding their accounts are encouraged to learn more about his background, customer disputes, and how to seek potential recovery of investment losses. With over 50 years of experience, Haselkorn & Thibaut offers investors a trusted resource for understanding their legal options with a no recovery, no fee promise and a 98% success rate.
Who Is Bryan Lubitz?
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Bryan Lubitz (CRD# 4381244) is a veteran financial advisor with 24 years of experience in the securities industry. Based out of Melville, New York, his most recent registration is with Equitable Advisors, where he has served as a broker since 2022. His registration history includes previous roles at Aegis Capital, Newbridge Securities, and Trident Partners, giving him an extensive background in various firms.
Bryan Lubitz holds numerous licenses, including the Series 7, Series 63, and the Securities Industry Essentials Examination (SIE). He is also licensed in 21 states, signifying a broad reach in his advisory services. Additionally, he holds life and health insurance licenses.
Publicly Disclosed Complaints & Customer Disputes
When selecting a financial advisor, it’s critical to understand their track record, especially with respect to customer complaints, regulatory matters, and settlements. Here is a comprehensive summary of the publicly reported complaints and litigation involving Bryan Lubitz:
| Date Filed | Allegations | Broker-Dealer/Firm | Resolution/Damages |
|---|---|---|---|
| October 2025 (Pending) | Alleged unsuitability in recommended equity sales | Aegis Capital | $100,000–$500,000 (damages sought) |
| 2021 | Alleged unsuitability in corporate bond recommendations | Aegis Capital | Settled for $9,999 |
| 2014 | Breach of fiduciary duty, negligence, unsuitable investments, breach of contract | Newbridge Securities Corporation | Settled for $100,000 |
| 2013 | Failure to use stop loss orders | Trident Partners | Settled for $65,000 |
It’s essential to recognize that these complaints are publicly disclosed through regulatory sources and represent client concerns regarding investment recommendations, suitability, and adherence to fiduciary responsibilities. The pending complaint from October 2025 alleges significant damages, while earlier resolved disputes have resulted in six-figure and five-figure settlements.
Regulatory Record and Financial Disclosures
- No FINRA disciplinary actions have been reported against Bryan Lubitz.
- No SEC, state regulatory, or other agency orders have been issued against him.
- No bankruptcies, tax liens, or judgments have been disclosed in public financial records.
- No outside business activities or conflicts reported.
For more details on a broker’s record, you may review his public profile on FINRA BrokerCheck.
What Do These Disclosures Mean for Investors?
While regulatory history is an important measure of an advisor’s compliance, customer complaints and settlements are equally significant for investors to consider. They may indicate potential risks associated with prior investment recommendations, advisor conduct, or suitability practices. Complaints such as those listed above—involving unsuitable investment recommendations, alleged negligence, and breach of fiduciary duty—can be critical warning signs for investors, especially when multiple settlements exceed industry averages.
Past settlements, including one for $100,000 and another for $65,000, suggest that investors who have worked with Bryan Lubitz should carefully review their current portfolios and transaction history. While not every complaint results in a finding of fault, patterns of similar complaints may warrant closer evaluation and prompt discussions with an experienced investment fraud attorney.
Key Facts: Bryan Lubitz at Equitable Advisors, Melville NY
- Registered Broker with Equitable Advisors since 2022
- Prior registration with Aegis Capital (2015–2021), Newbridge Securities, and Trident Partners
- Recent pending complaint (October 2025) for alleged unsuitable equity sales, with damages up to $500,000
- Multiple prior customer disputes, including two substantial settlements of $100,000 and $65,000
- No regulatory or criminal disciplinary actions to date
What Should You Do If You Have Concerns?
If you are an investor who worked with Bryan Lubitz—particularly during his time at Aegis Capital, Equitable Advisors, Newbridge Securities, or Trident Partners—and you suspect unsuitable recommendations, unauthorized trading, or losses you can’t explain, you have options. The legal team at Haselkorn & Thibaut stands ready to provide a free, confidential, and no-obligation consultation. We are a national investment fraud firm with millions recovered for clients and no fees unless we recover losses on your behalf.
Contact Haselkorn & Thibaut Today
Your financial security is deeply important. If you believe you have suffered investment losses due to advice or recommendations by Bryan Lubitz of Equitable Advisors or any other financial advisor, call Haselkorn & Thibaut at 1-888-994-8066 for your personalized case review. We are committed to helping you understand your rights, investigate your claims, and seek recovery if you have been harmed by unsuitable or negligent investment advice. Don’t wait until it’s too late to protect your investments and your peace of mind.
Remember: There is never a fee unless we recover for you.
