Haselkorn & Thibaut is currently conducting an investigation into Taylor Armstrong (CRD# 6984140), a financial advisor affiliated with Aurora Securities in Kirkland, Washington and Portland, Oregon. This report provides investors with a clear and comprehensive summary of Mr. Armstrong’s background, complaint history, and potential red flags, as well as actionable steps investors can take if they have concerns about their accounts or have suffered losses.
About Taylor Armstrong | Aurora Securities, Kirkland WA & Portland OR
Table of Contents
Taylor Armstrong is a registered broker and investment advisor, currently affiliated with Aurora Securities LLC and Secure Asset Management. He does business as Real Estate Transition Solutions. With six years of experience, Mr. Armstrong is licensed in multiple states, including Alaska, Arizona, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Louisiana, Michigan, Nevada, New York, Ohio, Oregon, Texas, Utah, Washington, and Wisconsin.
Mr. Armstrong entered the financial industry in 2018. He previously worked with Concorde Asset Management, Concorde Investment Services, and Voya Financial Advisors. He has passed several industry qualification exams, including the Securities Industry Essentials (SIE), Series 7, and Series 66.
Recent Customer Complaint: What Investors Should Know
The most significant disclosure and a crucial reason for investor vigilance is a recent customer complaint filed in September 2025. The complaint alleges that, while acting as a representative of Aurora Securities, Mr. Armstrong mismanaged customer accounts in connection with real estate investments. The damages claimed in this pending matter amount to $5 million.
| Complaint Date | Nature of Allegation | Firm Involved | Status | Amount Claimed |
|---|---|---|---|---|
| September 2025 | Account mismanagement related to real estate investments | Aurora Securities | Pending | $5,000,000 |
This is the only investor complaint known at this time. However, its size and seriousness highlight the importance of close monitoring for current and former clients. FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade. Allegations involving mismanagement may be found to violate this rule and can result in financial liability for client losses.
Background Check: FINRA BrokerCheck and Public Records
- According to FINRA BrokerCheck, Taylor Armstrong is currently registered and licensed in numerous states.
- No criminal, regulatory, or civil lawsuits have been identified in federal or state dockets that name Mr. Armstrong as a party at this time.
- There are no SEC orders, administrative actions, or injunctions involving Taylor Armstrong.
- No bankruptcy or financial compromise events appear on his record.
It is important to note that regulatory and legal records can be updated at any time. Investors are encouraged to monitor BrokerCheck and related databases to stay current, as new disclosure events could occur in the future.
Licensing & Qualifications
- Securities Industry Experience: 6 Years (since 2018)
- Current Firms: Aurora Securities LLC, Secure Asset Management
- Licenses: SIE, Series 7, Series 66
- States Licensed: AK, AZ, CA, CO, DE, FL, GA, HI, ID, IL, LA, MI, NV, NY, OH, OR, TX, UT, WA, WI
Key Red Flags
- Pending Customer Complaint (2025): Alleging account mismanagement and seeking $5 million in damages – currently unresolved.
- Real Estate Investment Focus: Disputes involving alternative or specialized investments (like real estate) can be indicators of heightened risk, especially if investor suitability or risk disclosures are in question.
- Recent Affiliation Changes: After relatively brief stints at prior broker-dealers, Mr. Armstrong has been with Aurora Securities and Secure Asset Management since 2021.
How Investors Can Protect Themselves
- Review your most recent account statements for unusual trades or losses, especially in any real estate-related positions.
- Contact Haselkorn & Thibaut for a no-cost, confidential consultation if you have questions or concerns about advice or account management decisions involving Taylor Armstrong or Aurora Securities.
- Periodically check BROKERCHECK records and request full account documentation from your advisor or firm.
Why Choose Haselkorn & Thibaut?
- Over 50 years of combined legal experience advocating for investors nationwide.
- 98% success rate and millions recovered for wronged investors.
- No recovery, no fee. Your initial consultation is always free and confidential.
- You speak directly with a securities attorney, never a clerk or paralegal.
Next Steps & Free Consultation
If you have worked with Taylor Armstrong at Aurora Securities or have invested in real estate or alternative assets based on his recommendations, you may have valuable rights and should act quickly to preserve them. Even a single red flag – such as unexplained account losses or communications about high-risk or unsuitable investments – can be a signal to take a closer look.
Contact Haselkorn & Thibaut at 1-888-994-8066 for a discreet, complimentary case evaluation. Our team can help you understand your options, pursue potential recovery of investment losses, and hold responsible parties accountable. There are no out-of-pocket costs, and you pay nothing unless we recover money for you.
Your financial security matters. Take action today if you have any concerns regarding Taylor Armstrong or Aurora Securities in Kirkland, WA, or Portland, OR. Even one call could help you protect your future.
