Who Is Nick Langer (CRD# 5054905)?
Table of Contents
Nick Langer is a financial advisor with nearly two decades of securities industry experience. His career began in 2006, and he is now based at LPL Financial in Wauwatosa, Wisconsin. Over the years, he has held roles at prominent institutions, notably JP Morgan Securities and Chase Investment Services. Langer is licensed to operate in multiple states, including Kansas, Louisiana, New Hampshire, North Carolina, Tennessee, Texas, Utah, and Wisconsin. He currently holds the following FINRA licenses:
- Securities Industry Essentials Examination (SIE)
- General Securities Representative Examination (Series 7)
- Investment Company Products/Variable Contracts Representative Examination (Series 6)
- Uniform Investment Adviser Law Examination (Series 65)
- Uniform Securities Agent State Law Examination (Series 63)
Complaint Summary and Allegations Against Nick Langer
Red flags and investor complaints are critical considerations for anyone evaluating their financial advisor. For Nick Langer, the following points summarize reported matters of concern:
| Category | Details |
|---|---|
| Customer Complaint |
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| Employment Separation |
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| Regulatory and Legal Actions |
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| Current Broker-dealer Registration |
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Understanding the Red Flags for Investors
Why does this complaint matter to investors in Wisconsin and beyond? Affixing someone else’s signature to a financial document, without explicit permission, is a serious issue in the financial services industry. According to FINRA guidelines, such an action can constitute forgery or falsification, violating FINRA Rule 2010, which mandates high standards of commercial honor and ethical conduct.
For investors, any financial advisor associated with forgery, unauthorized signatures, or disputable conduct should prompt a careful review of their accounts and an evaluation of possible risks or exposure.
Current Status: What Public Records Reveal
Ensuring transparency, it is worth noting that, as of the most recent public data:
- No FINRA disciplinary actions have been documented against Nick Langer.
- No SEC or federal court enforcement actions have been filed against him.
- No state securities regulator disciplinary events have been reported.
- The only investor complaint is pending and associated with his previous employer, JP Morgan Securities.
For absolute confirmation, investors are encouraged to visit FINRA BrokerCheck for the most up-to-date information.
What Should Investors Do Next?
If you invested with Nick Langer at either JP Morgan Securities or LPL Financial, and have questions or concerns about your accounts or potential losses, now is the time to act. It is always wise to:
- Review your account statements for any discrepancies or unexplained activity.
- Ask questions if you notice endorsements or signatures you did not authorize or recognize.
- Document any communication and correspondence with your advisor regarding transactions in question.
- Seek a free, no-risk consultation with an experienced investment fraud attorney.
About Haselkorn & Thibaut
Haselkorn & Thibaut is a **national securities fraud law firm**, dedicated to helping investors recover losses incurred as a result of misconduct or mismanagement by financial advisors and investment firms. With **over 50 years of experience, a 98% success rate, and millions recovered for clients**, their commitment to achieving justice for investors is unmatched. Clients pay **no fee unless there is a recovery**.
Take Action: Free Consultation for Investors
Haselkorn & Thibaut is actively reviewing cases involving Nick Langer and LPL Financial in Wisconsin and nationwide. If you have concerns about unauthorized transactions, questionable practices, or potential losses, call the firm at 1-888-994-8066 for a **free and confidential case review**.
Don’t let uncertainty linger. Speaking with an experienced investment fraud attorney can provide clarity, help you understand your options, and chart a clear course forward. There is no cost for the consultation, and no fee unless your recovery is successful. Reach out today to protect your investments and your peace of mind.

