Who Is Jason Juhl of Carson Wealth, West Des Moines, Iowa?
Table of Contents
Jason Juhl has accumulated 12 years of experience in the securities industry. As of November 2025, he is registered with Carson Wealth as an investment advisor in Iowa and Texas, with credentials that include passing the Securities Industry Essentials Examination, Series 66, and Series 7. Prior to his current role, Juhl was registered as a broker with Cetera Advisor Networks, and also held previous positions with US Bancorp Investments and Wells Fargo Advisors. His expertise and background make him a notable figure in the West Des Moines financial advisory landscape.
Recent Complaint: What Investors Need to Know
A recent pending investor complaint has raised concerns among clients and industry observers. Filed in November 2025, this allegation claims that while acting as a representative of Carson Wealth, Jason Juhl made an unsuitable recommendation to surrender an annuity, which purportedly led to unexpected tax consequences. The complaint further alleges that he recommended the client open a line of credit to cover the resulting tax liability. The damages sought by the claimant are reported at $98,620.
The specifics of the complaint emphasize the importance of thorough suitability analysis and transparency in financial advice. FINRA’s Suitability Rule (Rule 2111) and Regulation Best Interest require advisors to base their recommendations on the investor’s specific profile — which includes risk tolerance, investment goals, financial background, and other factors. Recommendations that result in unwarranted risk or negative financial outcomes for clients may be grounds for advisor liability.
Regulatory, Legal & Public Record Review
| Area Reviewed | Findings |
|---|---|
| FINRA BrokerCheck (see official report) | No customer complaints or regulatory actions officially reported as of November 2025. |
| SEC Records (EDGAR, Enforcement) | No enforcement actions or investigations disclosed regarding Jason Juhl or Carson Wealth. |
| Federal & State Court Dockets (PACER, state courts) | No active or prior securities-related lawsuits involving Jason Juhl as a defendant. |
| State Securities Regulators | No administrative or enforcement actions on state record in Iowa or Texas. |
| Media, Trade Press Searches | No adverse media or publicized complaints, lawsuits, or regulatory issues found. |
Complaint Summary and Status
- Date Filed: November 2025
- Status: Pending
- Broker-Dealer at Time: Cetera Advisor Networks (when acting as a broker)
- Current Affiliation: Carson Wealth (registered investment advisor)
- Allegations: Unsuitable annuity surrender recommendation, failure to fully disclose tax consequences, recommendation to open a line of credit to pay taxes
- Claimed Damages: $98,620
Why Does This Matter for Investors?
Suitability is at the core of investor protection. When an advisor’s recommendation directly results in unexpected expenses, such as significant tax liabilities or inappropriate use of credit, it raises concerns about whether the advisor acted in your best interest. Even a pending complaint is a signal for investors to review their portfolio and interactions with their advisor. With no regulatory records or press coverage of prior misconduct, this recent complaint against Jason Juhl is critical information for current and prospective clients.
Red Flags to Watch For
- Unexpected Tax Liabilities: Always ask for a detailed account of potential tax consequences before agreeing to major transactions (like surrendering an annuity).
- Use of Leverage: Be cautious if advised to open lines of credit or take loans to resolve investment consequences — this is not a standard industry solution.
- Suitability Questions: Confirm your advisor is considering your full investment profile, including risk tolerance and time horizon, before making recommendations.
- Transparency: Request all recommendations and their rationales in writing.
How to Protect Yourself and What to Do Next
If you are or were a client of Jason Juhl (Carson Wealth, West Des Moines, Iowa) or Cetera Advisor Networks, and you’ve experienced losses or suspect unsuitable recommendations, it’s essential to take immediate action. Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for investors nationwide. Our team can perform a no-cost, confidential review of your accounts and help you understand your rights and options.
There is no fee unless we recover money for you. If you have questions or wish to discuss your situation, call Haselkorn & Thibaut today at 1-888-994-8066 for a free case evaluation.
Staying informed and proactive is your best protection. Even if your advisor’s record appears clean, pending complaints and allegations may signal underlying issues. For updates and tailored guidance, Haselkorn & Thibaut is here to support you every step of the way.
Don’t wait—if you have questions or concerns about Jason Juhl, Carson Wealth, or any previous advice or transactions, contact Haselkorn & Thibaut at 1-888-994-8066 for your free, no-obligation consultation.
