Haselkorn & Thibaut has opened an investigation into Kenneth Wayne Hast, a financial advisor and stockbroker based in Plano, TX, associated with Realta Equities, Inc. and Crescent Advisor Group, Inc.. If you are an investor who worked with Kenneth Wayne Hast, this detailed report lays out everything you need to know about his professional history, current investigations, and how to seek guidance regarding any potential issues with your account. As national investment fraud lawyers with a 98% success rate, Haselkorn & Thibaut (1-888-994-8066) is here to provide a free, confidential consultation—there is no fee unless we recover money for you.
Kenneth Wayne Hast: Essential Background
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Name: Kenneth Wayne Hast
CRD Number: 6382578
Current Firms: Realta Equities, Inc. (Broker), Crescent Advisor Group, Inc. (Investment Adviser Rep)
Current Location: Plano, Texas
Registered Since: 2008
Other Roles: Principal at Hast Financial Group, K. Wayne Hast & Co. (Owner), Hast Advising Services of Texas (DBA)
Active Licenses: Registered with FINRA; licensed in 15 states
| Field | Value |
|---|---|
| Name | Kenneth Wayne Hast |
| CRD | 6382578 |
| Broker-Dealer | Realta Equities, Inc. |
| Investment Adviser | Crescent Advisor Group, Inc. |
Haselkorn & Thibaut Investigation: What Investors Should Know
Haselkorn & Thibaut has initiated a thorough inquiry into claims regarding Kenneth Wayne Hast’s conduct while advising clients in Texas and beyond. We recognize the emotional and financial stress investors experience when their portfolios suffer, and our investigation is designed to help investors understand their rights and options.
Recent Customer Dispute & Allegations
- Date Filed: November 2025
- Venue: FINRA Arbitration (FINRA Case No. 25-0242)
- Damages Sought: $240,000
- Brokerages Involved: Realta Equities, Inc. and Titan Securities
- Main Allegations:
- Allowed investment allocations in alternative investments far in excess of what was suitable for the client
- Supervisory failures and allegedly inadequate review of alternative investment concentrations
- Account allegedly exceeded the firm’s policy guideline of keeping alternative investments at no more than 35% of client assets
- Categories of misconduct alleged include:
- Unsuitability
- Failure to Supervise
- Negligence
Understanding the Risks: Alternative Investments
Alternative investments can be less liquid, more complex, less regulated, and carry higher fees and more significant risks than traditional investments. These include assets such as private placements, DPPs (Direct Participation Programs), LP (Limited Partnership) interests, non-traded REITs, hedge funds, private equity, energy, and natural resources. Over-concentration in these products can lead to heightened risk of major losses, as well as increased volatility and difficulty accessing cash when needed.
- Key Red Flag: Exceeding firm guidelines for alternative investments in client portfolios
- Potential Impact: Financial harm, limited liquidity, and exposure to investment products unsuited for certain investors
Review of Complaints and Disclosures
Public records, including FINRA BrokerCheck (view profile), SEC, and court dockets reviewed as of June 2024 indicate:
- No previous customer complaints appear on the public record for Kenneth Wayne Hast (CRD 6382578) prior to the current pending FINRA arbitration.
- No regulatory actions or enforcement proceedings reported by FINRA, SEC, or state regulators.
- No pending or resolved civil litigation unrelated to the current pending case.
- No administrative, cease-and-desist, or injunctive actions on file.
This new FINRA arbitration, however, is a serious matter—and if you have suffered losses, reviewing your investment history is a critical step.
Previous Brokerage Associations
- Titan Securities (2014–2023)
- K. Wayne Hast & Co. (Owner; 1980–2025)
- Hast Financial Group/Hast Advising Services of Texas (DBA)
Brokers with multiple or long-standing business affiliations may offer a wide array of products, including alternative investments. As such, it is especially important to monitor for over-concentration, suitability, and compliance with internal investment policies.
What Should You Do Next?
If you have concerns about your investments with Kenneth Wayne Hast, Realta Equities, Inc., or Crescent Advisor Group, Inc., or if you’ve observed unusual investment losses, portfolio changes, or your account has high concentrations in illiquid alternative investments, you are not alone.
- If you suspect excessive risk or inappropriate allocations, request a portfolio review immediately.
- Document all communications and statements regarding your account.
- Contact an experienced investment fraud attorney today to discuss your individual case risk-free.
Why Choose Haselkorn & Thibaut?
- National investment fraud law firm with offices across the U.S.
- Over 50 years of combined experience fighting for investors’ rights
- 98% success rate and millions recovered for clients
- No recovery, no fee—you don’t pay unless we are successful
Every situation is unique. Haselkorn & Thibaut provides a free, confidential consultation for investors of Kenneth Wayne Hast and any brokerage, ensuring you understand your options, potential for recovery, and next steps.
Call 1-888-994-8066 for a focused case review with a qualified securities attorney. Your financial recovery and peace of mind are our priorities.
