Investigation Opened Into Christopher William Campbell of Raymond James Financial Services in Buffalo, NY
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Haselkorn & Thibaut has opened an investigation into Christopher William Campbell (CRD# 5597534), a financial advisor and broker currently registered with Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. in Buffalo, New York. This investigation follows the filing of two customer disputes involving allegations of misrepresentations related to real estate investments, with combined damages totaling over $564,000.
If you are a client of Christopher Campbell or have invested in real estate products through Raymond James Financial Services, it’s important to understand the nature of these complaints and what they may mean for your investments.
Who Is Christopher William Campbell?
Christopher William Campbell, also known as Chris William Campbell and Christopher W. Campbell, has been working in the financial services industry for nine years. He began his career with Waddell & Reed in Sherman Oaks, California in May 2016, where he worked as both a broker and investment adviser.
In November 2017, Campbell transitioned to Raymond James Financial Services in Buffalo, NY, where he has remained for approximately eight years. He currently holds licenses in 41 states across the country, allowing him to serve clients nationwide in both broker and investment adviser capacities.
According to his FINRA BrokerCheck profile, Campbell operates from the Raymond James office located at 434 Delaware Avenue in Buffalo, New York.
Understanding the Customer Complaints
Two related customer disputes were filed in August 2025, both stemming from events that occurred in November 2024. These complaints share remarkably similar characteristics and allegations.
Details of the Pending Disputes
| Complaint | Filing Date | Event Date | Damages Requested | Status |
|---|---|---|---|---|
| Disclosure #1 | August 12, 2025 | November 14, 2024 | $282,537.50 | Pending Arbitration |
| Disclosure #2 | August 12, 2025 | November 14, 2024 | $282,434.75 | Pending Arbitration |
Total damages requested across both complaints: $564,972.25
Nature of the Allegations
Both complaints allege that plaintiffs invested in a real estate investment based on financial advisors’ misrepresentations. While the specific details of the real estate investment have not been publicly disclosed, the similarity in damage amounts and timing suggests these may involve the same investment product or strategy.
Real estate investments can take many forms in a brokerage account, including:
- Real Estate Investment Trusts (REITs)
- Non-traded REITs
- Real estate limited partnerships
- Private real estate funds
- Real estate crowdfunding investments
The nearly identical damage amounts—differing by only about $100—suggest these complainants may have made similar-sized investments in the same product around the same time.
Campbell’s Response to the Allegations
Christopher Campbell has provided identical responses to both complaints, categorically denying any involvement with the plaintiffs. In his statement, Campbell asserts that he “never spoken to, solicited, had any communication with, or opened accounts for or with these Plaintiffs.”
He characterizes the allegations as “unwarranted” and states his expectation that the claims will be dismissed. Both cases have moved from litigation to arbitration, which is a common dispute resolution process in the securities industry.
Red Flags Investors Should Consider
While these disputes remain pending and no findings have been made, there are several factors that warrant attention:
Multiple Simultaneous Complaints
Two complaints filed on the same day involving similar allegations and nearly identical damage amounts may suggest a pattern or common issue affecting multiple clients. This could indicate a problem with how a particular investment was presented or sold.
Real Estate Investment Allegations
Complaints involving real estate investment misrepresentations often center on issues such as:
- Failure to adequately disclose risks
- Misrepresenting liquidity or redemption features
- Overstating potential returns
- Failing to ensure suitability for the client’s financial situation
- Not properly explaining fees and expenses
Substantial Damages Sought
The total of over half a million dollars in damages requested across both complaints represents significant losses for the affected investors. Even for a financial advisor with licenses in 41 states, claims of this magnitude deserve serious attention.
Timing and Current Status
The complaints stem from events in late 2024 but weren’t filed until mid-2025. Both cases are now proceeding through arbitration, which typically takes months to resolve. The outcomes of these arbitration proceedings will provide important information about the validity of the claims.
What This Means for Raymond James Clients
If you are a client of Christopher Campbell at Raymond James Financial Services, or if you invested in real estate products through his recommendations, you should take the following steps:
Review your account statements carefully. Look for any real estate investments made in late 2024 or early 2025. Pay particular attention to non-traded REITs, private real estate funds, or other alternative real estate investments.
Evaluate the documentation you received. Did you receive adequate disclosure about the risks, fees, and liquidity restrictions of any real estate investments? Were these investments appropriate for your financial goals, time horizon, and risk tolerance?
Monitor the performance. Have your real estate investments performed as expected? Are you able to access your funds if needed, or are there restrictions you weren’t fully aware of?
Understand your rights. Securities laws provide important protections for investors. If you believe you received unsuitable investment recommendations or were not properly informed about investment risks, you may have legal recourse.
Your Legal Options
Haselkorn & Thibaut is a national securities fraud law firm with over 50 years of experience representing investors who have suffered losses due to broker misconduct or unsuitable investment recommendations. With a 98% success rate and millions recovered for clients, the firm works on a contingency basis—meaning there is no recovery, no fee.
The firm’s investigation into Christopher Campbell and these Raymond James complaints is ongoing. If you have experienced losses in your account, particularly related to real estate investments, you may be entitled to compensation.
Time is critical. Securities arbitration claims are subject to strict time limitations. Waiting too long can result in losing your right to seek recovery.
Get a Free Consultation Today
If you are a client of Christopher William Campbell at Raymond James Financial Services in Buffalo, NY, or if you have concerns about real estate investments in your account, Haselkorn & Thibaut offers a free, confidential consultation to review your situation.
Our experienced securities attorneys can help you understand:
- Whether your investments were suitable for your situation
- If you received adequate disclosure about risks and fees
- What legal options are available to you
- How to protect your financial future
Don’t wait to protect your rights. Contact Haselkorn & Thibaut today for a free case evaluation.
Call 1-888-885-7162 for your free consultation
No recovery, no fee. Over 50 years of experience. 98% success rate.
This report is based on publicly available information from FINRA BrokerCheck. The pending complaints have not been adjudicated, and no findings of wrongdoing have been made. All individuals are presumed to act in accordance with applicable laws and regulations unless and until a finding to the contrary is made by an appropriate regulatory or judicial authority.
