Haselkorn & Thibaut, a national securities fraud law firm, has launched an investigation into Drew Matthew Peacock (CRD# 5834481), a previously registered broker and investment advisor based in Pensacola, Florida, formerly with Ameriprise Financial Services, LLC. If you invested with Drew Matthew Peacock, you may want to review the following detailed advisory report and consider your options. For a free, confidential consultation, call Haselkorn & Thibaut at 1-888-885-7162—there are no fees unless you recover losses.
Who is Drew Matthew Peacock (Pensacola, FL) and What Should Investors Know?
Drew Matthew Peacock spent 13 years as a registered broker and investment advisor, most recently at Ameriprise Financial Services, LLC in Pensacola, Florida (CRD# 6363), from October 2019 through April 2024. During his career, Peacock held roles at two firms:
- Ameriprise Financial Services, LLC (Pensacola, FL): October 8, 2019 – April 5, 2024
- Edward Jones (Pensacola, FL): September 24, 2010 – September 27, 2019
He is currently not registered as a broker or investment advisor and has no active state licenses or FINRA registrations.
Drew Matthew Peacock – BrokerCheck Summary
For the most accurate, up-to-date record, you can view the summary available at FINRA BrokerCheck.
| CRD Number | 5834481 |
|---|---|
| Full Name | Drew Matthew Peacock |
| Location | Pensacola, FL |
| Broker Status | Previously Registered |
| Advisor Status | Previously Registered |
| Disclosures | 8 total (6 settled, 1 pending, 1 denied) |
| Total Settlements | $405,580.32 |
| Employment Termination | Discharged, April 2024 |
Red Flags Investors Should Understand
- 8 total disclosures in his record—a notably high number for advisors of his industry tenure.
- 6 customer disputes were settled since June 2024, totaling $405,580.32 in compensation to investors.
- 1 pending customer dispute (filed November 2025) remains open, seeking $45,000 in damages.
- Employment separation: Discharged from Ameriprise Financial Services, LLC on April 4, 2024 for failure to follow firm direction.
- Core pattern: Most complaints involve misrepresentation, unsuitability, or unauthorized purchases tied specifically to “Activision” or “Activision Blizzard” bonds during 2022–2023.
Comprehensive List of Complaints & Disclosures
Below are the complete, specific complaints from Peacock’s regulatory record:
-
Customer Dispute (Pending)
Date: November 11, 2025
Allegation: Recommended purchase of Activision Blizzard bonds (Jan–Feb 2023); claims of unsuitability, excessive risk, overconcentration.
Damage Requested: $45,000
Status: Pending -
Customer Dispute (Settled)
Date: November 12, 2024
Allegation: Incorrect information provided about bond purchases (Jan–Feb 2023).
Damages & Settlement: $132,163.68 (full requested amount) -
Customer Dispute (Settled)
Date: September 24, 2024
Allegation: Advisor gave incorrect details about future appreciation of Activision bonds (Jan–Feb 2023).
Damages & Settlement: $15,022.23 (full requested amount) -
Customer Dispute (Settled)
Date: September 5, 2024
Allegation: Advisor misrepresented the “performance potential” of Activision bonds (2022–2023).
Damage Requested: $607,235.12
Settlement Paid: $177,743.86 (approx. 29.3% of requested amount) -
Customer Dispute (Settled)
Date: September 3, 2024
Allegation: Incorrect information provided regarding bond purchases (Dec 2022–Jan 2023).
Damages & Settlement: $16,694.55 (full requested amount) -
Customer Dispute (Settled)
Date: June 5, 2024
Allegation: Purchase of Activision bonds (Jan 2023) without authorization from client.
Damages & Settlement: $63,956.00 (full requested amount) -
Employment Separation After Allegations
Date: April 4, 2024
Reason: Discharged for failure to follow firm direction (Ameriprise Financial Services, LLC). -
Customer Dispute (Denied)
Date: September 2, 2014
Allegation: Client alleged misuse of account dividends for personal use.
Resolution: Firm investigated, denied allegation.
Key Complaint Patterns
A clear trend emerges: Nearly all recent complaints focus on activision/Activision Blizzard bond recommendations made in late 2022 to early 2023. The disputes often cite:
- Misrepresentation or “incorrect information”—Clients allege inaccurate details provided about bond risk, returns, or appreciation.
- Unsuitability & Unapproved Concentrations—Some disputes reference excessive concentration or inappropriateness for the client’s goals.
- Unauthorized Purchases—At least one client claims bonds were bought without their approval.
Risk Assessment for Investors
The risk level associated with Drew Matthew Peacock is considered high for the following reasons:
- Multiple customer complaints concentrated within a short 2022–2023 period
- Substantial settlement amounts—over $405,000 paid out to clients
- Pending complaint with potential for further exposure
- Repeat allegations indicating potential patterns or widespread product misrepresentation
- Recent employment termination for policy noncompliance
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