If you’ve recently discovered that your financial advisor may have mishandled your money, you’re probably feeling a mix of emotions right now—confusion, anger, betrayal, and maybe even embarrassment. Please know that you’re not alone, and none of this is your fault. Every year, thousands of hardworking people find themselves in situations where they trusted someone with their savings, only to realize something went terribly wrong. The good news? You have options, and a FINRA arbitration lawyer can help you fight back and potentially recover what you’ve lost. This process doesn’t have to be as scary or complicated as it might seem right now.
What Is FINRA Arbitration and How Can a FINRA Arbitration Lawyer Help?
Table of Contents
FINRA stands for the Financial Industry Regulatory Authority. It’s the organization that oversees brokers and brokerage firms in the United States. When disputes arise between investors and their financial advisors or firms, FINRA provides an arbitration process—a way to resolve these conflicts outside of traditional court.
Think of arbitration as a simplified legal process where neutral arbitrators listen to both sides and make a decision. It’s typically faster and less formal than going to court, which can be a relief when you’re already stressed.
Here’s where a FINRA arbitration lawyer becomes invaluable. These attorneys specialize in navigating this specific process. They understand the rules, know how to build compelling cases, and can advocate for you every step of the way. You don’t have to face your financial advisor or their firm’s legal team alone.
Red Flags: How Bad Financial Advisors Take Advantage of Trust
Financial advisors hold a position of tremendous trust. When that trust is violated, the consequences can be devastating. Here are some common warning signs that something may have gone wrong with your investments:
- Unauthorized trades – Your advisor bought or sold investments without your permission or knowledge
- Unsuitable investment recommendations – You were pushed into risky investments that didn’t match your goals, age, or risk tolerance
- Illiquid or inappropriate products – You were sold complex products like non-traded REITs, private placements, or annuities that weren’t right for your situation
- Excessive trading (churning) – Your account shows frequent buying and selling, generating commissions for your advisor while eating away at your savings
- Misleading information – Your advisor downplayed risks or exaggerated potential returns
- Ponzi schemes or outright fraud – Your money was stolen or used to pay other investors
Sometimes these issues are obvious. Other times, they’re buried in confusing statements and financial jargon designed to keep you in the dark.
A Story That Might Sound Familiar
Consider Margaret, a retired teacher in her late sixties. She worked hard her entire career and saved diligently for retirement. When she met with a financial advisor recommended by a friend, she explained that she needed safe, stable investments to supplement her pension.
Instead, her advisor placed a significant portion of her savings into high-risk, illiquid investments. He assured her they were “guaranteed” and “perfectly safe.” Two years later, Margaret discovered her account had lost over 40% of its value. When she tried to access her money, she learned much of it was locked up in products she couldn’t sell.
Margaret felt ashamed. She wondered if she should have known better. But here’s the truth: this wasn’t her fault. Her advisor failed her. And with the help of an experienced FINRA arbitration lawyer, Margaret was able to pursue a claim and recover a substantial portion of her losses.
Why You Can Trust Haselkorn & Thibaut
When you’re looking for a FINRA arbitration lawyer, you want a team that truly understands what you’re going through—and has the track record to prove they can help.
Haselkorn & Thibaut has been fighting for investors like you for years. Their focus is simple: holding bad financial advisors and firms accountable for the harm they’ve caused.
Here’s what sets them apart:
| What You Get | Details |
|---|---|
| Over 50 Years of Combined Experience | Decades of specialized knowledge in securities law and FINRA arbitration |
| Millions Recovered for Clients | A proven history of helping families and individuals reclaim their savings |
| 98% Success Rate | An exceptional track record that speaks to their skill and dedication |
| Top Rated Nationwide | Recognized across the country for excellence in investor advocacy |
| Free Consultation | Get answers and guidance at no cost or obligation |
| No Recovery, No Fee | You don’t pay unless we recover money for you |
That last point is worth repeating. With Haselkorn & Thibaut, you won’t pay anything upfront. If they don’t recover money for you, you owe them nothing. This removes the financial risk of seeking justice and ensures their interests are completely aligned with yours.
You Deserve Answers—And You Deserve to Be Heard
We understand that reaching out for help can feel overwhelming. Maybe you’re worried about what the process will involve. Maybe you’re not even sure if you have a valid case. That’s completely normal.
The truth is, many people who contact a FINRA arbitration lawyer aren’t 100% certain about their situation. They just know something feels wrong. And that instinct is often exactly right.
During a free consultation, the team at Haselkorn & Thibaut will listen to your story without judgment. They’ll review your situation, explain your options in plain language, and help you understand whether you have grounds to pursue a claim. There’s no pressure, no obligation—just honest guidance from people who genuinely care about helping you.
The FINRA Arbitration Process: What to Expect
If you decide to move forward, here’s a general overview of how the FINRA arbitration process works:
- Filing a claim – Your FINRA arbitration lawyer prepares and submits a statement of claim outlining your case
- Response from the other side – The financial advisor or firm responds to the allegations
- Discovery – Both sides exchange relevant documents and information
- Hearing – A panel of arbitrators hears testimony and reviews evidence
- Decision – The arbitrators issue a binding decision, which may include compensation for your losses
Throughout this process, your attorney handles the heavy lifting. They prepare your case, gather evidence, and present arguments on your behalf. You don’t have to become a legal expert—you just need to have someone in your corner who already is one.
Take the First Step Toward Recovery Today
You’ve worked too hard for your money to let someone else’s misconduct go unchallenged. Whether you’ve lost thousands or hundreds of thousands of dollars, you deserve to explore your options.
Remember: reaching out doesn’t commit you to anything. It simply opens the door to understanding what happened and what you can do about it.
If you’re ready to take the first step, call Haselkorn & Thibaut at 1 888-885-7162 for your free, no-pressure consultation. Their compassionate, experienced team is ready to listen, answer your questions, and help you determine the best path forward.
You don’t have to navigate this alone. With over 50 years of combined experience, a 98% success rate, and millions recovered for clients, Haselkorn & Thibaut has the knowledge and dedication to fight for what’s rightfully yours. And remember—you don’t pay unless we recover money for you.
Call 1 888-885-7162 today. Help is just a phone call away.
