New York Securities Fraud Attorney for SEC, FINRA, and DOJ Investigations

AZ Investment Fraud Lawyer

Discovering that someone you trusted with your hard-earned money may have betrayed that trust is one of the most overwhelming experiences you can face. If you’re reading this, you might be feeling a mix of confusion, anger, and even embarrassment. Please know that you’re not alone, and these feelings are completely normal. Whether you’ve noticed suspicious activity in your investment accounts or you’re just starting to realize that something isn’t right, finding a New York securities fraud attorney who genuinely understands your situation can feel like an impossible task during an already stressful time. Take a deep breath. Help is available, and there is a path forward.

Understanding Securities Fraud: What Went Wrong?

Securities fraud happens more often than most people realize. It can affect anyone—retirees who saved for decades, young professionals building their first portfolio, or families planning for their children’s education. The truth is, even smart, careful investors can become victims when a financial advisor or firm acts dishonestly or irresponsibly.

So what does securities fraud actually look like in the real world?

  • Unauthorized trades: Your advisor buys or sells investments without your knowledge or consent, often to generate commissions for themselves.
  • Unsuitable investment recommendations: You’re pushed into high-risk investments that don’t match your financial goals, timeline, or risk tolerance.
  • Illiquid or inappropriate products: Complex products like non-traded REITs or private placements are sold to you without proper explanation of the risks or your inability to access your money.
  • Misleading information: Your advisor tells you one thing but does another, or fails to disclose important details about fees, risks, or conflicts of interest.
  • Ponzi schemes and outright fraud: In the worst cases, your money was never invested at all—it was stolen or used to pay other investors.

Any of these situations can leave you feeling violated and unsure of what to do next.

A Story That Might Sound Familiar

Imagine this: Margaret, a retired teacher from Long Island, worked with the same financial advisor for over fifteen years. She trusted him completely. After all, he came highly recommended by a friend, and he always seemed so confident during their annual meetings.

One day, Margaret needed to withdraw funds to help her daughter with a down payment on a house. That’s when she discovered that a significant portion of her retirement savings had been invested in risky, illiquid products she never agreed to. Worse, the value had dropped dramatically, and she couldn’t access her money without taking a massive loss.

Margaret felt embarrassed. How could she have missed the signs? The truth is, she didn’t do anything wrong. Her advisor did.

If Margaret’s story resonates with you, please know that this is not your fault. Financial professionals are supposed to act in your best interest. When they don’t, they should be held accountable.

Why You Need a New York Securities Fraud Attorney on Your Side

Navigating the world of securities law can feel incredibly intimidating. There are regulatory bodies like FINRA (the Financial Industry Regulatory Authority), complex arbitration processes, and legal terminology that seems designed to confuse you. This is exactly why having an experienced New York securities fraud attorney matters.

A skilled attorney doesn’t just understand the law—they understand you. They know that behind every case is a real person who has been hurt, and they’re committed to fighting for what’s right.

The team at Haselkorn & Thibaut has dedicated their careers to helping people just like you. With over 50 years of combined experience, they’ve seen it all—from small-scale misconduct to massive fraud schemes. They know how to investigate claims, gather evidence, and build strong cases that get results.

A Track Record You Can Trust

When you’re choosing someone to represent you, results matter. Here’s what sets Haselkorn & Thibaut apart:

What You Should Know Haselkorn & Thibaut
Experience Over 50 Years of Combined Experience
Money Recovered Millions Recovered for Clients
Success Rate 98% Success Rate
Reputation Top Rated Nationwide
Initial Consultation Free Consultation
Fee Structure No Recovery, No Fee

That last point is especially important. You don’t pay unless we recover money for you. This means you can pursue justice without worrying about upfront legal costs adding to your financial stress.

You Deserve Answers—and Recovery

Maybe you’re still unsure whether you have a case. That’s okay.

Many people who contact a New York securities fraud attorney aren’t certain what happened to their money or whether their advisor did anything wrong. That’s part of what the consultation process is for. An experienced attorney can review your account statements, analyze your investment history, and help you understand exactly what went wrong.

Sometimes, the fraud is obvious. Other times, it takes a trained eye to uncover the subtle signs of misconduct that cost you money. Either way, you deserve answers.

And more importantly, you deserve the opportunity to recover what was taken from you.

Taking the First Step Toward Recovery

We understand that reaching out for help isn’t easy. You might be worried about what you’ll discover, or you might feel like you should have caught the problem sooner. Please let go of any shame or self-blame. The people who should feel ashamed are the ones who violated your trust.

Calling a New York securities fraud attorney is not about admitting defeat—it’s about taking control of your situation and fighting back.

The team at Haselkorn & Thibaut is here to listen, not to judge. They’ve helped countless individuals and families recover their savings, and they’re ready to help you too.

Contact Haselkorn & Thibaut Today

If you suspect that a financial advisor, broker, or investment firm has mishandled your money, don’t wait. The sooner you act, the stronger your case may be.

Your free consultation is just a phone call away. There’s no pressure, no obligation—just honest answers from people who care about your financial well-being.

Call Haselkorn & Thibaut today at 1 888-885-7162 to speak with an experienced New York securities fraud attorney who will listen to your story and help you understand your options.

Remember: No recovery, no fee. You have nothing to lose and potentially everything to gain. Take that first step toward reclaiming your financial security. We’re here to help.

Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
Scroll to Top