Why Are Investors Reviewing Clayton Taylor and Elizabeth Valenti?
Clients often trust their financial advisors to act in their best interest, and most advisors uphold these expectations. However, recent developments raise important considerations for those who have worked with Clayton Taylor (CRD# 7290665) and Elizabeth Valenti (CRD# 5346551) at Osaic Wealth’s Platinum Wealth Solutions of Texas. In November 2025, both Taylor and Valenti became the subject of an investor complaint regarding alleged unauthorized trading and potential misrepresentation relating to a variable universal life insurance policy.
These issues have prompted Haselkorn & Thibaut to look closely at their practices and encourage clients to carefully review their accounts and communication history for potential concerns.
Summary Table of Advisors and Broker-Dealer
| Advisor Name | CRD # | Broker-Dealer |
|---|---|---|
| Clayton Taylor | 7290665 | Osaic Wealth (Platinum Wealth Solutions of Texas) |
| Elizabeth Valenti | 5346551 | Osaic Wealth (Platinum Wealth Solutions of Texas) |
Details of the Recent Investor Complaint
- Filed: November 2025
- Allegations: Unauthorized trading in an equity position and misrepresentation of material facts about a variable universal life insurance policy
- Status: Pending
- Claimed Damages: Estimated to exceed $5,000
This complaint is particularly important for investors. Financial advisors registered with FINRA are strictly prohibited from making unauthorized transactions. If your broker executed trades or changes on your behalf without your permission, it could be a violation of FINRA Rule 2010 (requiring high standards of commercial honor and just and equitable principles of trade) or FINRA Rule 2020 (prohibiting manipulative or deceptive practices).
What Else Do Public Records Show?
According to FINRA BrokerCheck and other regulatory sources, as of January 2026:
- Neither Clayton Taylor nor Elizabeth Valenti have any reported customer-initiated arbitrations, regulatory actions, criminal disclosures, bankruptcies, or financial judgments apart from the recent complaint.
- No state or federal securities regulator actions, SEC enforcement proceedings, or firm-level regulatory issues currently affect Osaic Wealth (Platinum Wealth Solutions of Texas).
In summary, the November 2025 complaint is the most significant pending disclosure on their records. This case underscores the importance of ongoing vigilance and regular reviews for all investors.
Could the Recent Complaint Impact You?
If you have invested with Clayton Taylor or Elizabeth Valenti in San Antonio, Texas, especially as a client of Osaic Wealth (Platinum Wealth Solutions of Texas), you should take a few minutes to:
- Review your account statements for unexpected trades or unfamiliar transactions.
- Check for communications about variable universal life insurance policies—particularly any verbal or written explanations that differ from what’s documented.
- Ask yourself if you were clearly informed and gave explicit authorization for each action taken in your account.
Many unauthorized trading cases are discovered only after clients double-check the details of their own accounts. Even if you have not yet noticed losses, reviewing for potential unauthorized activity is worthwhile and ensures your interests are protected.
What Does This Mean Under FINRA Rules?
When a broker or investment advisor executes trades without client consent, it can place the investor’s assets at unnecessary risk. Not only does this violate industry rules, but if losses occur, the advisor and their firm can be held financially responsible.
Clients have the right to expect written confirmation of any trade or recommendation. Any deviation from these standards is a red flag. If you believe you may have been affected by unapproved or poorly explained trades, you may have strong grounds for a FINRA arbitration claim.
How To Check Your Financial Advisor for Complaints
Use public resources to stay informed:
- Go to the FINRA BrokerCheck website and enter the advisor’s name or CRD number (Taylor: 7290665, Valenti: 5346551).
- Review the “Disclosures” section for updated complaints or firm actions.
- For a more detailed, certified review—consider legal help from a specialized law firm.
Take Steps to Protect Your Investments—Free Consultation Available
Haselkorn & Thibaut helps investors nationwide. With over 50 years of experience, a 98% success rate, and a strict “no recovery, no fee” policy, you have nothing to lose by reaching out. If you suspect unauthorized trading or misrepresentation—or if you’re simply unsettled by the outstanding complaint against Clayton Taylor or Elizabeth Valenti at Osaic Wealth (Platinum Wealth Solutions of Texas)—ask for a free, confidential review.
Ready to learn more? Call 1 888-885-7162 today for a complimentary consultation with Haselkorn & Thibaut. Your interests deserve complete protection.
