Haselkorn & Thibaut has officially opened an investigation into Maryam Zarin Ozv, a financial advisor registered in Encino, California with J.P. Morgan Securities LLC (CRD# 7223972). If you have invested with Maryam Zarin Ozv or are considering working with this advisor, it’s essential to review her professional history, credentials, and any reported complaints. With over 50 years of combined experience and a 98% success rate, Haselkorn & Thibaut (investmentfraudlawyers.com) provides free, confidential consultations for concerned investors—call 1-888-885-7162 today. There is no fee unless money is recovered.
Who Is Maryam Zarin Ozv?
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Maryam Zarin Ozv is an active broker and investment adviser with over 5 years of experience in the securities industry. Based in Encino, California, she is associated with J.P. Morgan Securities LLC. She holds a wide array of qualifications, including registration with 27 Self-Regulatory Organizations and licensing as both a broker and investment adviser in California. Her professional roles at JPMorgan date back to 2020 for J.P. Morgan Securities LLC and 2018 for JPMorgan Chase Bank, N.A., both centered in Sherman Oaks, CA.
Professional Credentials Overview
- Industry Exams Passed:
- Series 7 (General Securities Representative Exam) – Passed November 2025
- Series 6 (Investment Company/Variable Contracts) – Passed March 2020
- Series 66 and 63 (State Law Exams) – Passed November 2025 and June 2020 respectively
- SIE (Securities Industry Essentials) – Passed February 2020
- State Licensing: Registered as a broker and adviser in California
- Self-Regulatory Registrations: 27 SROs as of November 2025, offering broad access to markets
| Registration | Approved Date |
|---|---|
| California Agent (Broker) | June 16, 2020 |
| California Investment Adviser Representative | December 2, 2025 |
| FINRA (General Securities) | November 3, 2025 |
| New York Stock Exchange | November 3, 2025 |
| Nasdaq Stock Market | November 3, 2025 |
Maryam Zarin Ozv has built a profile of strong regulatory registrations and licensing, making her appear qualified on the surface for handling complex investment needs.
Employment History
| Period | Firm | Title | Location |
|---|---|---|---|
| 01/2020 – Present | J.P. Morgan Securities LLC | Licensed Banker | Sherman Oaks, CA |
| 02/2018 – Present | JPMorgan Chase Bank, N.A. | Relationship Banker | Sherman Oaks, CA |
| 02/2012 – 01/2018 | Unemployed | Unemployed | Tarzana, CA |
Takeaway: Her long-standing employment at J.P. Morgan brings stability, but note the six-year employment gap prior to 2018.
Official Disclosures & Complaints
- FINRA BrokerCheck: Zero public disclosures appear on her official BrokerCheck record as of January 2026.
- Internal Database: Reveals a significant pending customer complaint filed in November 2024 (details below).
Detailed List of Complaints Against Maryam Zarin Ozv
| Date | Status | Allegation | Requested Damages | Product Type |
|---|---|---|---|---|
| November 4, 2024 | Pending | It is alleged that Maryam Zarin Ozv assisted a customer in making a withdrawal from their IRA account as part of a transaction tied to a third party accused of misrepresenting a business venture. The activity involved occurred in March 2024. | $250,000 | Not Specified |
No regulatory decisions or settlements are reported as of this writing, and no damages have been granted. The complaint remains in a pending review stage and does not yet appear in FINRA’s official system—often due to delays in reporting or the preliminary nature of the review.
- Regulatory Actions: There are no current or historical regulatory actions on official record.
- Other Complaints: No other customer complaints or disputes are noted in public databases or internal records.
What Should Investors Know?
- Pending Complaint of $250,000: This is a substantial amount and the nature of the allegations—assisting in a transaction related to possible misrepresentation—could have serious consequences if proven true.
- Timing Discrepancy: The pending matter is not yet listed on FINRA BrokerCheck, likely due to the complaint being new or still under review. Investors should be aware that such delays are not uncommon and may temporarily mask emerging risks.
- No Prior Disclosures: Aside from the pending complaint, there are no historical customer disputes or disciplinary concerns on record.
- Professional Qualifications: Recently upgraded licenses (Series 7, 66) as of late 2025, which may be viewed positively for technical knowledge, but professional experience should always be balanced with a careful review of customer service and ethical history.
Strengths and Risks at a Glance
- Strengths:
- Wide-ranging market registrations and recent examination success
- Five years of continuous employment with a respected broker-dealer
- Dual licensing as broker and advisor in California
- Risks:
- The pending, unresolved customer claim signals a moderate risk—especially given the high dollar amount and context
- Employment gap (2012-2018) prior to entering the securities industry may warrant additional scrutiny
- Discrepancy between public records and internal compliance systems underscores the need for investors to seek updated information regularly
What Should You Do Next?
If you are a current or former client of Maryam Zarin Ozv or J.P. Morgan Securities LLC, it’s prudent to review your accounts for irregularities, especially any transactions involving retirement funds or third-party business undertakings. Remember, a pending complaint does not presume guilt, but it is a critical signal warranting vigilance.
Haselkorn & Thibaut can help. As a national securities fraud firm with 98% success rate and millions recovered for clients nationwide,
