What Investors Need to Know About Bradley Owen Davidson
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Bradley Owen Davidson has been active in the securities industry for several years, holding registrations with various broker-dealers and participating in alternative investments with multiple affiliations. Recent attention is on Mr. Davidson due to an investor complaint seeking $475,000 in damages, related to activities during his time at WealthForge Securities, LLC in late 2022.
- Current Firm (as of Feb. 2024): Emerson Equity LLC
- Prior Firms: Secure Asset Management, Aurora Securities, WealthForge Securities, and previous tenure at Emerson Equity
- Other Affiliations: College Yard Investments, Nelson Brothers/Versity Investments, KaPOUW Credit Services
- FINRA CRD Number: 5142256
Pending Complaint & Red Flags
In November 2022, an investor lodged a FINRA arbitration claim for $475,000 alleging several forms of misconduct tied to a private placement investment while Davidson was with WealthForge Securities. According to the claim, the investment was:
- Unsuitable for the investor’s objectives, risk tolerance, and financial profile
- Involved material misrepresentations and omissions (key facts not fully disclosed)
- Constituted alleged breach of fiduciary duty, breach of contract, fraud, and negligence
These types of claims suggest potential violations of FINRA Rule 2111 (Suitability), FINRA Rule 2010 (Commercial Honor & Principles of Trade), and possibly SEC Regulation Best Interest (Reg BI) for retail customers.
**Why are private placements risky?** Private placements are typically sold as unregistered investments under Regulation D and are not subject to the full disclosure requirements of registered offerings. The SEC warns that such investments can be illiquid, high-risk, and are often targeted at investors with the ability to absorb significant losses.
Summary Table: Key Allegations Against Bradley Owen Davidson
| Allegation | Details | Status |
| Unsuitable Recommendation | Private placement investment allegedly failed to match investor’s objectives and risk profile | Pending FINRA arbitration |
| Misrepresentation / Omission | Key risks and investment details allegedly not disclosed | Pending |
| Breach of Fiduciary Duty | Alleged failure to act in client’s best interest | Pending |
| Fraud & Negligence | Alleged failure to exercise reasonable care and provide accurate information | Pending |
| Breach of Contract | Alleged violation of account/advisory agreements | Pending |
Complete List of Complaints and Regulatory Actions
Investors concerned about an advisor’s track record should always check for customer complaints, regulatory actions, and litigation. As of the most recent review:
- Customer Complaints: Only the pending $475,000 arbitration claim has been reported relevant to Mr. Davidson’s time at WealthForge Securities, LLC. No other customer complaints are listed on his BrokerCheck record as of early 2024.
- Regulatory/Disciplinary Actions: No actions by FINRA, SEC, or state regulators disclosed on public records as of the latest available data.
- Civil or Criminal Litigation: No reported litigation or criminal charges against Mr. Davidson outside of the pending customer dispute.
Remember, regulatory databases are updated periodically. To see the most current information or disclosures, you can search BrokerCheck using CRD# 5142256 or Bradley Owen Davidson’s profile. New disclosures may appear if subsequent complaints or actions are filed.
How to Protect Yourself: Warning Signs & Best Practices
- Verify registration and history for every advisor or broker you consider working with.
- If recommended private placements, ask for clear documentation and disclosure of all risks, fees, and illiquidity factors.
- Review your statements for any unfamiliar or unclear investments and ask questions if anything seems wrong.
- Consult with an independent professional if you suspect any irregularities or feel your risk tolerance was not appropriately considered.
What to Do If You Lost Money with Bradley Owen Davidson
If you suffered losses in an account managed or influenced by Bradley Owen Davidson—especially involving complex, alternative, or private placement investments—know that you have options. Arbitration and regulatory processes allow you to potentially recover damages for unsuitably recommended investments, omissions of material facts, or a breach of your advisor’s duty.
Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of experience, a 98% success rate, and millions of dollars recovered for investors nationwide. If you believe you were misled, weren’t properly informed of an investment’s risks, or suffered significant losses, prompt action is essential.
There is no cost or obligation to discuss your experience. Call Haselkorn & Thibaut today at 1-888-885-7162 for your free, confidential consultation. All cases are handled on a no recovery, no fee basis.
Don’t let uncertainty over your financial advisor’s conduct keep you from seeking answers. Haselkorn & Thibaut is here to help you understand your rights. If you have questions, take advantage of a free case assessment—you have nothing to lose and everything to gain.
