Haselkorn & Thibaut has opened an investigation into the investment activities of Aaron Sevigny (CRD# 4314368), a financial advisor based in Bonita Springs, Florida, who is currently registered with United Planners’ Financial Services of America, doing business as Acadia Wealth Management. If you have worked with Mr. Sevigny and have concerns about your investments, it is important to be aware of the recent investor complaints and regulatory information that may affect your financial matters.
Who Is Aaron Sevigny?
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Aaron Sevigny is an experienced financial advisor with over 22 years of service in the securities industry. He has been associated with United Planners’ Financial Services of America (registered as Acadia Wealth Management in Bonita Springs, FL) since 2006. Mr. Sevigny’s credentials include the passage of multiple qualifying examinations, such as the Securities Industry Essentials Exam (SIE), Series 4 (Registered Options Principal), Series 7 (General Securities Representative), Series 24 (General Securities Principal), and Series 66 (Uniform Combined State Law Exam). He holds licenses in 35 states and has prior affiliations with Financial Advisory Consultants, Triad Advisors, and MONY Securities Corporation.
Summary of Public Complaints and Disclosures
While Aaron Sevigny’s official FINRA BrokerCheck as of the most recent review does not display current regulatory actions or arbitrations, a closer look reveals a pattern of investor complaints. Below is a consolidated table summarizing the known complaints and outcomes affiliated with Mr. Sevigny during his time at United Planners’ Financial Services of America.
| Date Filed | Allegations | Firm (Doing Business As) | Status/Outcome | Damages (If Claimed) |
|---|---|---|---|---|
| Jan 2026 |
• Breach of contract • Promissory estoppel • Violations of Consumer Protection & Trade Practices Act • State securities law violations • Fraud • Breach of fiduciary duty • Unjust enrichment • Negligence • Misrepresentation/omission of material facts |
United Planners (Acadia Wealth) | Pending | $500,000 – $1,000,000 |
| Jan 2026 |
• RICO Act violations • Fraud • Breach of fiduciary duty • Negligence • Aiding & abetting fraud |
United Planners (Acadia Wealth) | Pending | $2,000,000 |
| 2021 |
• Unsuitable investment recommendations • Breach of contract • Aiding & abetting fraud • Violations of Florida Securities Act • Breach of fiduciary duty • Negligence |
United Planners (Acadia Wealth) | Settled in 2022 | $102,600 |
| 2021 |
• Breach of fiduciary duty • Negligence • Breach of contract |
United Planners (Acadia Wealth) | Settled in 2022 | $49,500 |
| 2021 |
• Breach of fiduciary duty • Failure to supervise • Unsuitable alternative investment recommendations |
United Planners (Acadia Wealth) | Settled in 2022 | $25,000 |
Key Takeaways for Investors
- Pending High-Value Investor Complaints: In January 2026, serious allegations were filed against Aaron Sevigny, including claims of fraud, contract breaches, and violations of securities and consumer protection laws. The claimed damages in these matters range from $500,000 to $2,000,000 and remain pending, highlighting unresolved questions around his investment practices.
- Multiple Past Settlements: Between 2021 and 2022, there were three investor dispute settlements involving Mr. Sevigny and Acadia Wealth Management. Allegations included unsuitable investment recommendations and breaches of fiduciary duty, with settlements totaling over $175,000.
- Broad Range of Allegations: The complaints and settlements reference a variety of issues—from unsuitable alternative investments to negligence and failure to supervise. These red flags suggest ongoing scrutiny of his client interactions and investment recommendations.
- Regulatory Record: As of the most recent public checks, there are no regulatory enforcement actions, SEC orders, or investor alerts specifically mentioning Mr. Sevigny in the major industry databases. However, the volume and nature of client complaints suggest investors should exercise care and consider independent advice if they have concerns.
What Should You Do If You Have Concerns?
If you have invested with Aaron Sevigny of Acadia Wealth Management (United Planners’ Financial Services) in Bonita Springs, Florida and have questions about your account or potential losses, you are not alone. Even without formal regulatory discipline, multiple complaints—especially those involving serious allegations and substantial claimed damages—may warrant immediate and independent review of your investment accounts.
Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of combined experience, is actively investigating these matters. With a 98% success rate and a no recovery, no fee policy, our team has helped recover millions for clients nationwide.
Why Contact Haselkorn & Thibaut?
- Get a Completely Free, Confidential Consultation: You do not have to face this alone. Our veteran attorneys can review your situation, answer your questions, and discuss your possible recovery options.
- National Reach, Personal Attention: We represent investors across the United States with a proven track record of results—no fee unless we recover funds for you.
- Empathetic Support and Straightforward Advice: Losing money due to
Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
