It’s time to face the music. The financial world is abuzz with a serious allegation, and it’s not one to be taken lightly. The complaint, currently pending, alleges that certain instructions were not followed and unauthorized withdrawals were made from an annuity prior to 2010. The amount in question? A staggering $5,000. The man at the center of the storm is Rick Kent, a broker and investment advisor, currently affiliated with SECURITIES AMERICA, INC. and LPL FINANCIAL LLC (CRD 6413) from 12/06/2010 to the present, and MERIT FINANCIAL ADVISORS (CRD 142457) from 02/01/2007 to the present.
Haselkorn & Thibaut Steps In
Table of Contents
With the allegations hanging like a dark cloud, the well-known firm Haselkorn & Thibaut has stepped in to investigate the advisor and the company. They are offering a free consultation to clients who may have been affected by this issue. This is no small-time operation; Haselkorn & Thibaut is a national investment fraud law firm with offices in Florida, New York, North Carolina, Arizona, and Texas.
- They have over 50 years of experience in the field.
- They have a track record of successful financial recoveries for investors.
- They boast a 98% success rate.
And if that doesn’t put your mind at ease, they also offer a “No Recovery, No Fee” policy. You can reach them for a free consultation at 1-800-856-3352.
FINRA Arbitration: A Beacon of Hope
But there’s more to the story. Did you know that FINRA Arbitration can help investors recover losses? That’s right, the Financial Industry Regulatory Authority (FINRA) has an arbitration process that can be a game-changer for investors who have suffered losses due to fraudulent activities or misconduct by brokers and advisors.
So, if you’re feeling like you’re up a creek without a paddle, don’t despair. With the help of organizations like FINRA and law firms like Haselkorn & Thibaut, there’s light at the end of the tunnel.
Let’s not beat around the bush. This is a serious allegation that requires serious attention. But remember, with the right help and guidance, it’s possible to navigate through these choppy financial waters and come out on the other side. So, don’t hesitate to reach out to Haselkorn & Thibaut. They’re ready and waiting to fight for your rights.
