Haselkorn & Thibaut has initiated an investigation into Alex Staverosky, an Englewood, Colorado-based financial advisor affiliated with Emerson Equity and Ridgegate Advisors. If you have any concerns regarding your investments with Mr. Staverosky or suffered any losses, Haselkorn & Thibaut is available to provide you with guidance, support, and a free, confidential consultation at 1-888-885-7162.
Who is Alex Staverosky? Key Information for Investors
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Alex Staverosky (CRD#: 7171282) is a registered broker with Emerson Equity and an investment advisor representative with Ridgegate Advisors, operating out of Englewood, Colorado. He has accumulated six years of experience in the securities industry and holds active licenses in California, Colorado, and Texas. Throughout his career, Mr. Staverosky has been affiliated with several firms, including AE Wealth Management, JP Morgan Securities, and Emerson Equity.
His credentials include passing multiple securities industry qualifying exams:
- Securities Industry Essentials Examination (SIE)
- General Securities Representative Examination (Series 7TO)
- Investment Company Products/Variable Contracts Representative Examination (Series 6TO)
- Uniform Combined State Law Examination (Series 66)
He has been registered as a broker with Emerson Equity since 2021 and was newly registered with Ridgegate Advisors as of 2025.
Current Complaints and Disclosures: What Investors Need to Know
Investor protection begins with transparency and reviewing any history of complaints or legal disputes. According to the most up-to-date data available:
- One pending investor complaint is noted in Mr. Staverosky’s record. This was filed in September 2025 and alleges the recommendation of an unsuitable real estate investment while he was with Emerson Equity. The complaint is currently pending and seeks damages (the specific sum has not been disclosed).
| Complaint Date | Allegation | Status | Details |
|---|---|---|---|
| September 2025 | Recommended unsuitable real estate investment (at Emerson Equity) | Pending | Damages unspecified |
No other disclosures—such as regulatory actions, civil litigation, or criminal matters—are currently reported on BrokerCheck. To verify this status at any time, you may review Alex Staverosky’s public profile on FINRA BrokerCheck. It’s important to monitor these records periodically, as new disclosures may surface.
Understanding “Suitability” and Advisor Responsibilities Under FINRA Rules
Financial advisors are bound by specific industry standards when recommending investments. FINRA Rule 2111 and the SEC’s Regulation Best Interest (Reg BI) specify that advisors and brokers must have a reasonable basis to believe their recommendations fit a client’s investment profile, which includes factors such as:
- Age
- Financial situation
- Liquidity needs
- Risk tolerance
- Investment objectives
Advisors are required to ensure that each recommendation is not only suitable for at least some investors, but also appropriate for the specific investor in question. In addition, if a broker maintains control over a client’s account, any series of transactions must also be examined for overall suitability to prevent excessive or unsuitable activity.
Violations of these rules may result in liability for monetary damages or other sanctions.
Should You Be Concerned? Key Red Flags to Watch For
While only one pending complaint is currently associated with Alex Staverosky, investors should always stay proactive. Here are key red flags that call for further review or due diligence:
- Any allegations of unsuitable investment recommendations, especially involving real estate or alternative investments.
- Lack of transparent communication or clarity on investment risks and objectives.
- Previous affiliation with multiple firms in a short period (which could signal career instability or compliance triggers).
- Pending or unresolved investor complaints (even if only one, it is grounds for a conversation or review).
Steps for Investors: How to Protect Yourself
If you have worked with Alex Staverosky, especially during his time at Emerson Equity or Ridgegate Advisors, and believe you may have received unsuitable advice or sustained losses, you should:
- Document any communication or investment instructions you received.
- Reach out to a qualified securities attorney for an independent review of your accounts.
- Regularly check regulatory records for new or updated disclosures.
Haselkorn & Thibaut, a national securities fraud law firm, offers complimentary, confidential case reviews to all investors. With over 50 years of combined experience, a 98% success rate, and millions recovered for clients, the firm advocates for those who may have been misled or financially harmed by unsuitable investment advice.
Contact Haselkorn & Thibaut Today
If you or a loved one suffered losses aligned with the complaint mentioned or have questions about your relationship with Alex Staverosky, Emerson Equity, or Ridgegate Advisors, call 1-888-885-7162 for your free, confidential consultation. No recovery, no fee.
Summary Table: Alex Staverosky of Emerson Equity & Ridgegate Advisors (Englewood, CO)
| Name | CRD# | City/State | Broker-Dealer | Investment Advisor | Complaints |
|---|---|---|---|---|---|
| Alex Staverosky | 7171282 | Englewood, CO | Emerson Equity | Ridgegate Advisors | 1 (Pending, Unsuitable Recommendation) |
Your best next step is to get clarity about your investments and eligibility for recovery. Call Haselkorn & Thibaut at 1-888-885-7162 today. Your peace of mind is just a conversation away.
