Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has announced an investigation into Jason James Nardella (Jay Nardella), an Ameriprise Financial Services, LLC advisor based in Naples, Florida. If you invested with Jason Nardella or have concerns about your Ameriprise accounts, this comprehensive report will help you understand what’s happening, what to look out for, and what steps you can take to protect your interests.
Who Is Jason James Nardella (Jay Nardella) of Naples, Florida?
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Jason James Nardella (also known as Jay Nardella) is a registered financial advisor and broker currently with Ameriprise Financial Services, LLC. His registered office is located at 9015 Strada Stell Ct., Ste 103, Naples, FL 34109. He has been affiliated with Ameriprise as a broker since October 1997 and as an investment adviser representative since August 2004. His CRD number is 2931678.
For investors researching their advisor’s background, you may also review basic credentials at FINRA BrokerCheck.
Jason Nardella’s Registration and Professional Background
- Current Firm: Ameriprise Financial Services, LLC
- Location: Naples, Florida, Branch: 9015 Strada Stell Ct., Ste 103
- Employment at Ameriprise: Broker since 10/08/1997, Investment Adviser Rep since 08/20/2004
- Other Roles: Associated with JJN Holdings LLC; real estate/office ownership in Naples, FL
- Prior Firms: IDS Life Insurance Company (10/1997–07/2006), Minneapolis, MN
- Licensing & Exams: General Securities Representative; passed SIE, Series 63 and 65; registered with one SRO; licensed in numerous states
Recent Complaints, Lawsuits, and Regulatory Investigations
It’s crucial for investors to research their advisor’s background for any signals of problematic conduct. Below is a summary of current and historical disputes and alleged misconduct involving Jason James Nardella:
| Date Received | Type | Allegations | Status | Damages |
| September 2025 | Pending Customer Complaint | Allegation of unauthorized sale of shares—including Meta, Microsoft, and Nvidia—for the customer without proper authorization (2022–2023). | Pending | $677,817 (claimed) |
| August 2013 (settled Nov 2013) |
Settled Customer Complaint | Allegation that purchase of Inland American REIT in April 2007 was unsuitable for the client. | Settled | $60,000 (awarded) |
Key Allegations Against Jason Nardella (Jay Nardella)
Based on available disclosure records and independent legal reviews, here are the most important facts for Ameriprise clients:
- Unauthorized Trading: Recent complaint alleges that stocks were sold without customer approval, specifically highlighting significant firms such as Meta, Microsoft, and Nvidia. Unauthorized trading can potentially violate FINRA Rule 3260 (Discretionary Accounts) and FINRA Rule 2010.
- Unsuitability: Earlier settlement involved a claim that the investment in an Inland American REIT was not suitable for the customer’s needs or profile. Advising unsuitable investments may violate FINRA Rule 2111 (Suitability) and, after June 30, 2020, SEC Regulation Best Interest (Reg BI).
- Other Allegations: Complaints involve broad misconduct categories:
- Breach of Fiduciary Duty / Best-Interest Obligations
- Misrepresentation or Omission of Material Facts
Why These Red Flags Matter to Investors
The presence of multiple formal complaints, including a pending multi-hundred-thousand-dollar dispute, is a significant red flag. While allegations are not determinations of wrongdoing, they signal concerns about account management, communication, and product selection.
Common investor risks include:
- Facing unauthorized trades that can disrupt carefully constructed portfolios
- Being recommended investments that do not fit your risk tolerance or objectives
- Potential miscommunication about important investment decisions
What Should You Do If You Worked With Jason Nardella at Ameriprise?
If you see unauthorized trades or unfamiliar investments in your account statements, these could be warning signs. Similarly, if your portfolio contains complex securities or products that you didn’t fully understand or approve, it’s essential to act promptly.
Haselkorn & Thibaut is available to provide a complimentary case evaluation and legal consultation to clients who have worked with Jay Nardella or Ameriprise Financial Services. The firm has an industry-leading success rate (98%) and handles cases nationwide, with experience in recovering millions for investors. There are absolutely no fees unless there is a recovery (contingency fee basis).
How Investment Loss Recovery Works
Recovery options often include:
- FINRA Arbitration: Most disputes involving registered brokers are addressed through a process called FINRA arbitration, which is typically faster than court, less formal, and specifically designed for investment loss disputes.
- Securities Law Claims: Claims may be pursued for unauthorized trading, unsuitable recommendations, breach of fiduciary duty, and more.
- Settlement Negotiations: Sometimes, matters are resolved prior to or during arbitration.
Get a Free Consultation with an Experienced Investment Fraud Attorney
If you have lost money with Jason Nardella (Jay Nardella) of Ameriprise Financial Services, LLC in Naples, FL, you can speak now with an attorney at Haselkorn & Thibaut to learn about your options. Consultations are 100% free and confidential. The firm takes calls nationwide, and you pay no legal fees unless you win.
Contact Haselkorn & Thibaut Now: 1-888-994-8066
Summary Table: Complaints & Red Flags for Jason James Nardella at Ameriprise
| Date | Allegation | Status | Amount |
| 2025 | Unauthorized stock sales (Meta, Microsoft, Nvidia) | Pending | $677,817 (claimed damages) |
| 2013 | Unsuitable REIT purchase (Inland American REIT, 2007) | Settled | $60, |
