Haselkorn & Thibaut has opened an investigation into Tamara Galchenko Huey, a San Diego, California-based financial advisor registered with Ameriprise Financial Services. Investors who have worked with Ms. Galchenko Huey may have questions about her background, regulatory record, and a recent complaint regarding investment recommendations. This research report provides a clear, investor-focused look at her disclosures, career history, and what steps you can take if you have concerns about your investments.
Who is Tamara Galchenko Huey?
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Tamara Galchenko Huey (CRD# 2174723) has been a financial advisor in the securities industry for over 33 years. Based in San Diego, California, she is affiliated with Ameriprise Financial Services, acting as both a broker and an investment advisor since 1999. Over the decades, she has developed a wide client base and maintains registrations in 24 states.
Her career includes prior roles with well-known firms:
- IDS Life Insurance Company (Minneapolis, MN; 1999-2006)
- Wells Fargo Securities (San Francisco, CA; 1995-1998)
- Thomas James Associates (Rochester, NY; 1991-1995)
Ms. Galchenko Huey’s qualifications include passing some of the most recognized industry examinations:
- Securities Industry Essentials (SIE)
- Series 7 – General Securities Representative Examination
- Series 63 – Uniform Securities Agent State Law Examination
- Series 65 – Uniform Investment Adviser Law Examination
Summary of Recent Complaint and Disclosures
As of January 2026, FINRA’s BrokerCheck system reports a newly filed investor complaint against Tamara Galchenko Huey, alleging significant damages:
| Date Filed | Allegation | Broker-Dealer | Status | Claimed Damages |
|---|---|---|---|---|
| December 2025 | Recommended unsuitable micro-strategy stock investment | Ameriprise Financial Services | Pending | $99,000 |
This complaint is significant for both current and prospective investors. The allegation revolves around a recommendation of a stock investment that may not have matched the client’s risk profile or investment goals, a core duty under industry rules.
Prior to this disclosure, BrokerCheck (as of June 2024) showed:
- No previous customer complaints, arbitrations, or settlements
- No regulatory actions or civil lawsuits
- No class action involvement or enforcement actions by the U.S. Securities and Exchange Commission (SEC) or state regulators
Key Regulatory Standards for Financial Advisors
Financial advisors like Ms. Galchenko Huey are held to rigorous standards. Two key regulations include:
- FINRA Rule 2010: Advisors must maintain high ethical standards and just trading practices.
- FINRA Rule 2111: Advisors are required to recommend only those investments that are suitable based on a client’s profile, risk tolerance, and goals.
Failure to adhere to these rules may result in complaints, regulatory action, or monetary damages for clients who suffer losses from unsuitable recommendations.
How to Research a Financial Advisor’s Background
If you are considering or currently working with Tamara Galchenko Huey, it’s important to stay vigilant. Here is a step-by-step process to research and monitor an advisor’s background:
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Use FINRA BrokerCheck:
- Visit FINRA BrokerCheck and search by name or CRD number (2174723).
- Examine the “Disclosure” section for customer complaints or regulatory events.
- Review employment and license history for context on the advisor’s background.
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Check SEC Records:
- Use the SEC’s online databases to search for enforcement actions or filings under her name or CRD number.
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Review State Securities Regulators:
- Each state maintains its own registry. Look up any administrative actions or advisor disciplinary notices in your state.
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Google News & Business Publications:
- Monitor both local and national news sources for investor alerts, lawsuits, or regulatory updates.
Staying informed is one of the most important ways to protect your financial future.
Red Flags to Consider as an Investor
- Recommendations Not Tailored to You: Be wary if investments seem high-risk or out of sync with your profile.
- Ongoing Complaints: While a single complaint can occur, a pattern indicates risk.
- Poor Communication: Advisors should take the time to explain products, fees, and risks in detail.
- Lack of Transparency: Difficulty accessing your advisor’s disclosure history is itself a warning sign.
If you believe you have suffered losses due to unsuitable investment recommendations, you may have options to recover your funds.
Haselkorn & Thibaut Can Help: Free Consultation
As a national investment fraud law firm with over 50 years of combined experience, Haselkorn & Thibaut has recovered millions for clients and maintains a success rate of 98%. Their attorneys are investigating claims relating to Tamara Galchenko Huey of Ameriprise Financial Services. If you have concerns about your investments or believe you may have been affected by an unsuitable recommendation, call 1-888-885-7162 for a free and confidential case review. There are no fees unless there is a recovery for you.
Even if you’re unsure, a consultation can help clarify your situation and options. It’s easy, confidential, and could help protect your financial well-being. Don’t hesitate—protect your future and learn your rights today.
