A recent complaint brought forward by an investor has stirred the financial waters surrounding Brad Meyers (CRD# 6455807), a financial advisor based in Mission Viejo. The allegation: inappropriate conduct leading to significant losses. As maintained by the Financial Industry Regulatory Authority’s records, Meyers is currently registered as a broker with Arete Wealth Management and as an investment advisor for 25 Financial. His previous association includes a stint with Larson Financial Securities.
Shadow of a Complaint in the Luminous Career of Brad Meyers
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The *BrokerCheck* report concerning Brad Meyers reveals a solitary investor complaint lodged in July 2023. As per the complaint, Meyers’ professional conduct as an Arete Wealth Management representative has come under scrutiny. It points towards the proposition of an unsuitable alternative investment, which allegedly led to a considerable loss amounting to $50,000. The case remains under investigation.
Brad Meyers carries a weighty professional reputation, specializing in a wide spectrum of financial services for doctors residing in California. Among the services offered, he covers everything from risk management to investments to asset protection. Brad Meyers’ profile on *25 Financial* elaborates on his definitive commitment, stating, “He’s passionate about helping clients develop goals and a sound financial plan to take the stress off of their everyday life.”
25 Financial and Its Unique Investment Strategy
*25 Financial,* Brad Meyers’ firm, takes pride in its exclusive investment offerings, as suggested by the firm’s website: “access to investments that can’t be found anywhere else.” A deeper dive into the firm’s investment strategy elucidates their endorsement of alternative investments. The site asserts, “Alternatives are not directly correlated to the public markets, and as such, they can offer more diversification to high net worth individuals during periods of volatility.”
However, a crucial caveat accompanies this strategy. The prospective investors need to satisfy the SEC’s accredited investor credentials to venture into the majority of these alternative investments. It’s also important to note that these investments embrace a higher level of risk as they lack liquidity and the comprehensive regulatory oversight inherent to the traditional marketplace.
Elucidation of Brad Meyers’ Track Record
According to the Financial Industry Regulatory Authority, Brad Meyers has been gracing the securities industry with his expertise for eight solid years. He holds a broker’s registration with Arete Wealth Management based in Chicago, Illinois, and an investment advisor’s registration with 25 Financial in Nolensville, Tennessee. Although registered elsewhere, he operates out of Mission Viejo, California, as stated on the 25 Financial website.
His past affiliations encompass Larson Financial Group and Larson Financial Securities. Meyers has successfully met the requirements of three prestigious securities industry qualifying exams: the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66).
Brad Meyers is licensed to provide his advisory services in twelve states across the US. The list includes Arizona, California, Florida, Georgia, Hawaii, Idaho, Illinois, Kansas, Missouri, New York, Texas, and Washington. (Data updated as of September 25, 2023.)
At Haselkorn & Thibaut, we stand strong to protect the rights of investors across the States against the negligent practices of financial advisors and investment firms. If you or someone you know have suffered investment losses and seek expert advice, you can count on us. Give us a call at 1-800-856-3352, or fill out our contact form for a free, confidential consultation.
