Investment Fraud Lawyers

Haselkorn & Thibaut has opened an investigation into Mesa, Arizona financial advisor Bert Mills following a recent investor complaint alleging misrepresentation that resulted in substantial financial losses. If you’ve worked with Bert Mills at Edward Jones and have concerns about your investments, understanding the details of this complaint and recognizing potential red flags can help […]

Kyle Tisone (Goldman Sachs & Co. LLC, Chicago, IL): Comprehensive Investor Report & Ongoing Review by Haselkorn & Thibaut Haselkorn & Thibaut, a leading national investment fraud law firm, has launched an independent investigation into Kyle Tisone, a current registered representative at Goldman Sachs & Co. LLC in Chicago, IL. If you have concerns about

In a recent development, a customer dispute has been filed against Leslie Lauer, a broker and investment advisor associated with RBC Capital Markets, LLC (CRD 31194) in Georgia. The allegations, which span from February 2018 to June 2020, claim that Lauer made unsuitable recommendations and misrepresented an options overlay strategy to clients. The dispute, filed

Investigation Opened Into Matthew Parker Following LPL Financial Termination Haselkorn & Thibaut has opened an investigation into Santa Rosa financial advisor Matthew Parker (CRD# 6010373) following his termination from LPL Financial in September 2025. The firm is examining allegations that Parker liquidated an annuity and used the proceeds to fund a separate annuity purchase for

In a recent development, Grove Point Investments, LLC and William Schumann, a registered representative with Cetera Financial Specialists LLC (CRD 1604894), are facing allegations of unsuitability, overconcentration, breach of fiduciary duty, and negligence in relation to the NorthStar Healthcare Income REIT. The Statement of Claim, filed on behalf of nine claimants, alleges that the activity