Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: [email protected] Web: InvestmentFraudLawyers.com

Patrick Egan Western Securities CFP

Patrick Egan, Western International Securities (WIS), Suspended By CFP Board

Patrick Egan, a Western International Securities (WIS) certified financial planner (CFP), has been suspended by The Certified Financial Planner Board of Standards Inc., the professional body for personal financial planners in the U.S. the two key responsibilities of which are administering the CFP certification and setting standards for financial planning. Action against Patric Egan It […]

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Center Street Securities GWG Complaint

Retired Couple Files for $500K Damages Against Center Street Securities For GWG L Bond Losses

A FINRA arbitration claim (similar to a lawsuit)  has been filed under the process made available by the Financial Industry Regulatory Authority (FINRA) for such cases. The claim filed by a couple in Ozark, Missouri who is in their nineties and eighties is against Center Street Securities and names one of their brokers, Joseph LaTour,

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Newbridge Securities Corp.

Newbridge Securities Corp. Complaints Rise Due to GWG L Bonds

Recently many customers of Newbridge Securities Corp. have filed Financial Industry Regulatory Authority (FINRA) arbitration claims for recovery of investment losses against it and named several of its financial advisors in their claims. In all, over thirty regulatory cases have been filed against the firm. The settlements, fines and arbitration awards put together have already

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Schwab Intelligent Portfolios

Schwab Intelligent Portfolios: Robo-Adviser Subsidiaries Ordered to Pay $187M for Misleading Clients

Three investment advisers, subsidiaries of Charles Schwab, have been hauled up by the Securities Exchange Commission (SEC). The reason provided is that they made “false and misleading statements” regarding the cash component in Schwab Intelligent Portfolios, its robo-adviser service. In addition, they allocated client funds in a manner that was demonstrated to be less profitable

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