Haselkorn & Thibaut has opened an investigation into broker Lawrence Aloysius Whipple III (CRD #2701809), formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, MN. If you’ve worked with Lawrence (also known as Trey Whipple) and have questions about your investments or your account history, you are not alone. Investor concerns are mounting […]
In a recent development, a customer has filed a complaint against John Lynde, a broker and investment advisor associated with Cetera Advisors LLC (CRD 10299). The allegation, which is currently pending resolution, revolves around an investment made in 2014 that the customer claims was inappropriate given their investment objectives and risk tolerance. The investment in
Haselkorn & Thibaut has launched an investigation into Adam Shipley (CRD# 6482848), a financial advisor based in Hermosa Beach, California, associated with Emerson Equity. If you’re an investor concerned about your financial accounts or past investment recommendations made by Mr. Shipley at Emerson Equity, this comprehensive report is for you. Here you’ll find an impartial
Haselkorn & Thibaut Investigates Adam Shipley of Emerson Equity After Investor Complaint Read More »
Haselkorn & Thibaut, a national securities fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for investors, has initiated an investigation into Patterson, CA financial advisor Philip F. Chao (CRD 4568140), currently with Cetera Wealth Services, LLC. If you invested with Philip F. Chao and have concerns about
Christopher Baughan, a broker and investment advisor with LPL Financial LLC (CRD 6413), is currently facing allegations from a customer who claims that an investment made in 2013 was inappropriate for their investment objectives and risk tolerance. The customer dispute, filed on January 2, 2024, remains pending and involves a real estate security. According to