In a recent development, a customer dispute against Thomas Hamlin, a broker associated with Somerset Securities, Inc. (CRD 2493), has been settled. The allegation involved an unsuitable recommendation to purchase an iCap Equity private placement, which subsequently led to significant losses for the investor when iCap Equities filed for bankruptcy on September 12, 2023. According […]

Steven Mayer, a broker and investment advisor associated with LPL Financial LLC, is currently facing allegations of misrepresentation related to an annuity product. The customer dispute, filed on January 29, 2024, is currently pending resolution. Haselkorn & Thibaut, a national investment fraud law firm, is investigating the advisor and the company, offering free consultations to

In a recent development, Cetera Investment Services LLC and its broker, Joshua Green, have come under scrutiny following allegations made by a client. The client, who remains anonymous, has claimed that Joshua Green invested her funds from a Franklin fund into another fund without her permission. The incident, which occurred on January 29, 2024, has

In a recent development, a customer dispute has been filed against Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc. (CRD# 137608) in Kansas. The claim, which is currently pending resolution, alleges breach of fiduciary duty, breach of contract, negligence, negligent supervision, violation of Illinois securities law, and fraudulent inducement to hold

Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc., is currently facing allegations of misconduct in a customer dispute filed on January 29, 2024. The claim, which is still pending resolution, alleges breach of fiduciary duty, breach of contract, negligence, negligent supervision, fraudulent inducement to hold investments, control person aider and abettor,