Jonna Keller, a broker and investment advisor associated with Osaic Wealth, Inc. (CRD 23131), is currently facing allegations of misrepresentation and negligence in connection with investments purchased in 2014. The customer dispute, filed on January 8, 2024, also alleges inadequate supervision of the claimant’s account by the brokerage firm. The case is pending resolution, and […]

** Haselkorn & Thibaut has opened an investigation into Jonathan Malinger, a financial advisor with Wedbush Securities in Pasadena, California, following serious allegations of elder abuse and professional misconduct. ** Understanding the Allegations Against Jonathan Malinger If you’re an investor who has worked with Jonathan Malinger or are considering doing so, there’s important information you

Haselkorn & Thibaut Opens Investigation into Shaun Joseph Grimaldi, Garden State Securities, Inc. – Red Bank, NJ Haselkorn & Thibaut, a national investor advocacy law firm, has launched an investigation into allegations surrounding Shaun Joseph Grimaldi, a financial advisor currently registered with Garden State Securities, Inc. in Red Bank, NJ. With over 95 years of

In a recent development, customers have filed a complaint against Samuel Mattson, a broker and investment advisor associated with J.P. Morgan Securities LLC (CRD 79), alleging unsuitable investment recommendations. The alleged misconduct occurred between August 2022 and October 2022, involving managed accounts. The dispute, which was filed on January 8, 2024, is currently pending resolution.

Haselkorn & Thibaut has opened an investigation into Vincent Ferrara, a Garden City, New York financial advisor currently registered with Ameriprise Financial Services. With 37 years in the securities industry, Ferrara’s recent investor complaints have raised concerns that merit careful examination by investors who may have worked with him. Understanding Vincent Ferrara’s Background and Registration