Financial Advisor Lost My Money

Investigation Launched into Arkansas Advisor Dax Weindorf of Waterloo Capital

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Dax Werner Weindorf, a financial advisor currently registered with Waterloo Capital and The Leaders Group, Inc. in Rogers, Arkansas. If you’ve worked with Mr. Weindorf and have concerns about your investments, understanding his regulatory history and customer complaints can help you make informed decisions about your […]

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Financial Advisor Lost My Money

Idaho Financial Advisor David Kluksdal Under Investigation Following $500,000 Cetera Complaint

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Boise, Idaho financial advisor David Kluksdal (CRD# 4850332) following a recent investor complaint alleging substantial financial damages. The complaint raises questions about Mr. Kluksdal’s conduct while serving clients through Cetera Wealth Services and Cetera Investment Advisers, operating under the business name

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Financial Advisor Lost My Money

Morgan Stanley Advisor Youssef Zohny Under Investigation Following Multiple Complaints

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Morgan Stanley financial advisor Youssef A. Zohny (CRD# 6759406) following concerning regulatory disclosures on his record. If you’ve worked with Mr. Zohny and experienced investment losses or have concerns about your account management, understanding his regulatory history can help you make

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Customer dispute filed against Harrison Bauman of Raymond James & Associates for alleged dividend reinvestment failure

In a recent development, a customer dispute has been filed against financial advisor Harrison Bauman of Raymond James & Associates, Inc. (CRD #705) in New York. The claimant alleges that Bauman failed to follow her instructions to reinvest dividends from specified securities. The case, which was filed on January 19, 2024, is currently pending resolution.

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Financial Advisor Lost My Money

Law Firm Investigates Former Advisor Eszylfie Taylor’s Ties to Cetera

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Eszylfie Taylor, a former financial advisor who worked with multiple broker-dealers including Cetera Advisor Networks LLC and Sagepoint Financial. With over 95 years of experience and a 98% success rate, our firm is examining potential investor claims related to Mr. Taylor’s

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