Arkadios accused of failing to address overconcentrated portfolios
Plaintiffs accuse Arkadios Wealth Advisors of letting an advisor overconcentrate a portfolio. Learn the allegations and what investors can consider.
Financial Advisor Fraud
Lazaven Mitchell pleads guilty to DOL impersonation
Lazaven Mitchell, CRD 7549756, pleaded guilty to falsely impersonating a DOL employee to solicit retirement-plan business. Sentencing is March 25, 2027.
2026 DST Sales Near $8.4B: What Growth Means for Investors
Delaware statutory trust sales reached about $8.39 billion through October 2026, up 26% year over year. We explain why strong fundraising does not remove the illiquidity, sponsor control, and debt risks that can lead to DST investor losses.
Investigation Examines Todd Harrington Wetzel’s Morgan Stanley Smith Barney Employment Separation
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a formal investigation into Todd Harrington Wetzel (CRD #2108953),
Investigation Examines Thomas Burgess Hamlin and Somerset Securities Investor Suitability and Supervision Practices
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a focused investigation into Thomas Burgess Hamlin (CRD# 2208505),