Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andrew Spaventa (CRD# 6175466), a broker and investment adviser currently registered with TSG Capital Advisors and TSG Alpha Partners in Ronkonkoma, New York. Our attorneys are taking this step in response to regulatory disclosures, a pending SEC investigation, and a […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into the conduct of Bradley Heppner, former chairman and CEO of GWG Holdings, Inc., a Dallas, Texas-based Nasdaq-listed company. Our attorneys are focusing on Heppner’s actionable red flags, investor complaints, and the implications for GWG L Bond investors nationwide. If you

A Manhattan federal jury has convicted Bradley Heppner, the former chairman of GWG Holdings Inc. and Beneficient, on all four criminal counts — closing the chapter on a fraud scheme that left thousands of retail investors holding more than $1 billion in worthless bonds. Heppner, 60, was found guilty of securities fraud, wire fraud, conspiracy

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an active investigation into Ronny Banerjee (CRD# 3112832) of Staten Island, New York, currently a registered broker with Chelsea Financial Services. Our attorneys are closely examining recent industry disclosures and potential red flags for investors affected by Mr. Banerjee’s activities and professional history. If

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Dallas, TX financial advisor Wang Chang “Brian” Tsai (CRD #6687951), currently registered with Landolt Securities, Inc. and affiliated with TKC Wealth Management LLC. If you are an investor in Texas or anywhere nationwide who trusted Brian Tsai with your funds