In a recent development, UBS Financial Services Inc. and its financial advisor, Randall Berns, are facing serious allegations from a client who claims to have been misled and subjected to improper financial practices. The client alleges that Berns delayed his rollover for three and a half months, lied about capital gains to prevent him from […]

Sotiraq Qirjollari, a registered broker and investment advisor with LPL Financial LLC, faces a pending customer dispute alleging unsuitable investment recommendations. According to the complaint filed on February 12, 2024, the customer claims that Qirjollari recommended an inappropriate portfolio of investments between March 2017 and March 2020. The dispute, which involves mutual funds, is currently

Gavin Langley, a broker and investment advisor associated with Capital Investment Group, Inc., has been named in a recently settled customer dispute involving GWG Holdings, Inc., a direct investment in DPP & LP interests. The dispute, which was resolved on February 12, 2024, alleges that GWG Holdings, Inc. filed for Chapter 11 bankruptcy on April