Max Birkinbine, a broker and investment advisor associated with Ausdal Financial Partners, Inc. (CRD 7995) in Minnesota, is facing allegations of unsuitable investment recommendations, breach of fiduciary duty, negligence, and violation of Regulation Best Interest (Reg BI). The customer dispute, filed on January 19, 2024, and currently pending, involves investments in GWG L Bonds and […]

Eric Long, a broker and investment advisor with LPL Financial LLC (CRD 6413) in Pennsylvania, is currently facing allegations of failing to disclose fees associated with servicing a client’s 401k account. The customer dispute, filed on January 19, 2024, remains pending as of the latest information available on Long’s FINRA BrokerCheck (CRD #4809903). According to

Jeffrey Smaka, a broker and investment advisor associated with J.P. Morgan Securities LLC, is facing allegations of misrepresentation regarding a variable annuity investment. The customer dispute, which was denied, claims that Smaka engaged in misconduct between November 9, 2020, and November 9, 2020. Haselkorn & Thibaut, a national investment fraud law firm, is currently investigating

Haselkorn & Thibaut has opened an investigation into Green Bay, Wisconsin financial advisor Brandon Larsen following recent regulatory sanctions and his termination from Thrivent Investment Management. If you’ve worked with Mr. Larsen or have concerns about your investments, understanding the details of these actions can help you make informed decisions about your financial future. Understanding