Philip Riposo, a former broker and investment advisor at United Planners’ Financial Services of America, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for alleged breach of regulatory requirements, breach of fiduciary duty, and negligence. The pending customer dispute, filed on January 17, 2024, has caught the attention of […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into West Des Moines financial advisor Bill Tunink (CRD# 2738224) following a significant investor complaint that recently settled for $130,600. The firm is examining potential misconduct related to Mr. Tunink’s activities while registered with LPL Financial. Understanding the Recent Complaint Against Bill

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Highland Village, TX financial advisor Clovis M. Morrison and his current employer, Centaurus Financial, Inc. If you’ve invested with Mr. Morrison or have concerns about your account, understanding his regulatory history and potential red flags could be crucial for protecting your

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Garden City, New York financial advisor John Stapleton (CRD# 2791194) and his activities while registered with Spartan Capital Securities. The investigation centers on multiple investor complaints alleging unauthorized trading, unsuitable investment recommendations, and excessive commission generation. Understanding the Recent Complaints Against

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Highland Village, Texas financial advisor Mike Morrison (CRD# 1730240) following recent investor complaints alleging unsuitable investment recommendations and misrepresentation. Morrison, who operates through Centaurus Financial under the business name Morrison Financial, has been the subject of multiple investor disputes that warrant