Tammie Farrell Investigation And Complaints Report

We are investigating serious complaints against Tammie Lyn Farrell, a stockbroker at Capital Investment Advisory Services, LLC in Franklin, NC. Our team at Haselkorn & Thibaut has identified seven customer disputes linked to Farrell’s investment practices. Three of these cases reached settlements, while four remain pending. The most recent dispute involves $357,000 in losses from […]

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Mark Rychel and Lincoln Financial Face Serious Suitability Allegation Over Oil & Gas Investment

In a recent development, a serious allegation has been made against financial advisor Mark Rychel and his firm, Lincoln Financial Securities Corporation (CRD 3870). The complaint, filed on February 16, 2024, is currently pending and involves a customer dispute regarding an allegedly unsuitable recommendation of an Oil & Gas investment. The claimant has requested damages

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La Jolla Stockbroker Michael Frager Investigation and Complaints

Recent investigations into La Jolla stockbroker Michael Frager have raised serious concerns about investment practices at Willow Cove Investment Group and Balboa Wealth Partners. We find Frager, who holds multiple securities licenses including Series 24, Series 7, and Series 65, faces mounting legal challenges from investors. Haselkorn & Thibaut leads the current investigation into alleged

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Mark Bloom of Avantax Faces Allegations, Ignites Investor Caution on Malpractice

Mark Bloom, a broker and investment advisor with Avantax Investment Services, Inc., is facing a serious allegation from a customer who claims to have incurred a loss despite relatively stable market conditions. The case, which was settled on February 16, 2024, raises concerns among investors about the potential for financial advisor malpractice and the importance

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Advisor Kevin Kuehn Faces Allegation of Unsuitable Investment Guide at Lincoln Financial Advisors Corporation

The investment world can be a complex and daunting place, especially when allegations of misconduct arise. In a recent case, a serious allegation has been made against Kevin Kuehn, a broker and investment advisor associated with Lincoln Financial Advisors Corporation. The allegation, which is currently pending, claims that Kuehn recommended unsuitable oil and gas investments

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