An unsolicited tender offer has been launched to purchase up to 500,000 Class E shares of Griffin RealtyTrust Inc. Griffin is a non-traded, publicly registered real estate investment trust (REIT). The name of Griffin Capital Essential Asset REIT earlier knew it. CMG Partners LLC has made the tender offer. It offers $3.76 per share, which […]
Griffin Realty Trust Tender Offer By CMG Partners Notice Read More »
Registered investment advisor (RIA) Aventura Capital Management is in the crosshairs of the Securities and Exchange Commission (SEC)Â for conflict of interest related to its mutual fund share class selection and 12b-1 fees. Haselkorn & Thibaut has opened an investigation into Aventura Capital Managment. Please call us today at 1-888-885-7162 or use our contact form; one
Aventura Capital Management Fined $940K By SEC Read More »
Advisor Efthimios (Tim) Petrou of Ronkonkoma, NY, has recently been suspended by the Financial Industry Regulatory Authority (FINRA), on account of allegations of unsuitable and excessive trading in the account of a 67-year-old client. The client from Georgia is understood to have had little understanding of the stock market. Petrou has also been ordered to
Arive Capital Advisor Tim Petrou Suspended for Churning Read More »
It has been determined by the arbitrators in a FINRA (Financial Industry Regulatory Authority) arbitration case that Wells Fargo, along with a former financial adviser Gregory Pease, are guilty of churning in a customer’s account and must pay $731,587 as compensation. The Claim The claim was filed by Edward A., the chief executive of Owens
The 30-year bonds issued by Bed Bath & Beyond (BBB) in 2014 have plunged to a low of almost 15 cents to the dollar recently, with some trades breaching the 15-cent mark as well. The $675 million issue, at a coupon rate of 5.165%, has been sliding steeply over the last few days, after a
Did Your Advisor Recommend Bed Bath & Beyond Bonds or Stock? Read More »