ThinkEquity LLC is a boutique investment bank that offers advisory services, funding, and mergers and acquisitions management. Since 2017, Ben Sutak has been a registered broker with ThinkEquity LLC. Recent allegations have been filed against Ben Venokur Sutak (CRD#5580389) for high commission, unlawful transactions, churning, deception, and unsuitability.
In this blog article, we will review the various investment loss choices available to victims who have experienced losses due to Ben Sutak’s alleged misbehavior.
Investor Recovery Options With Ben Sutak
Table of Contents
If you suffered financial losses while working with ThinkEquity LLC broker Ben Sutak, you may be able to recover your losses through legal means. Contacting a competent securities attorney to assess your case and identify the best line of action is the first step. Several legal possibilities are possible, including:
FINRA Arbitration: The Financial Industry Regulatory Authority (FINRA) offers a dispute resolution process to investors who have suffered losses as a result of broker misconduct. If you want to go through FINRA arbitration, an arbitrator will be appointed to hear your case and make a decision. FINRA arbitration is often less expensive and speedier than traditional litigation, and the results are final and binding.
Lawsuit: You may also file a lawsuit in court against Ben Sutak and/or ThinkEquity LLC. If your losses are large, or if you prefer the traditional litigation method, this alternative may be acceptable. However, it is crucial to realize that lawsuits can be time-consuming and costly.
Mediation: Another alternative for investors who want to settle their dispute with Ben Sutak and/or ThinkEquity LLC outside of court is mediation. Mediation is a voluntary process in which a neutral third party helps the parties involved reach an agreement.
In Conclusion
If you experienced losses as a result of Ben Sutak’s alleged misbehavior, you may be able to recover your losses through legal means. Contacting a competent securities attorney to assess your case and identify the best line of action is the first step. Depending on your circumstances, you may be able to recover your losses through FINRA arbitration, a lawsuit, or mediation. It is critical to act soon because there may be time limits on filing a claim or pursuing legal action. Consult a securities attorney for more information on investment loss possibilities.
Furthermore, it is crucial to remember that other potential routes for recovery may exist, such as filing a complaint with the Securities and Exchange Commission (SEC) or the state securities regulator. An expert securities lawyer can assist you in considering all of your choices and determining the best course of action for your particular circumstance.
ThinkEquity LLC and its crew also have substantial financial experience, having financed over $50 billion in capital raising, restructurings, and mergers and acquisitions. On the other hand, the alleged misbehavior of one of its registered brokers, Ben Sutak emphasizes the need to conduct due research when picking a broker or financial advisor.
Finally, victims of investment losses caused by ThinkEquity LLC broker Ben Sutak’s alleged malfeasance may have legal recourse to recoup their losses. If you find yourself in this scenario, it is critical that you contact a competent securities attorney who will analyze your case and advise you on the best course of action. Taking action quickly may improve your prospects of recovering your losses and keeping the culpable parties accountable.
