Haselkorn & Thibaut, P.A.

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

FINRA Fines Moody Capital Solutions $50,000 for AML Compliance Failures

A California-based broker-dealer learned a costly lesson about customer due diligence this spring. FINRA announced on May 5, 2026, that Moody Capital Solutions, Inc. had been censured and fined $50,000 for repeated violations of anti-money laundering (AML) supervision rules between January 2021 and September 2024. The settlement highlights how even small firms face steep penalties […]

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Clarice Saw (a/k/a Clarice Crystal Saw, Chin Saw, Clarice Chin Saw) Investigation – $1.4 Million Fraud Allegations and Investor Claims

Haselkorn & Thibaut, InvestmentFraudLawyers.com, is actively investigating former financial advisor Clarice Saw, also known as Clarice Crystal Saw, Chin Saw, and Clarice Chin Saw, following serious allegations of misconduct, including misappropriation of client funds and a reported order to pay approximately $1.4 million in connection with alleged fraudulent activity. If you invested with Clarice Saw

Clarice Saw (a/k/a Clarice Crystal Saw, Chin Saw, Clarice Chin Saw) Investigation – $1.4 Million Fraud Allegations and Investor Claims Read More »

Urgent Alert for Investors in Crew Enterprises and Versity Investments DSTs

Investors nationwide who placed their trust and capital into Delaware Statutory Trusts (DSTs) sponsored by Crew Enterprises or Versity Investments are confronting a troubling reality. In 2024, Crew Enterprises suspended monthly distributions across numerous DSTs it managed — including student housing and multifamily properties — leaving investors without expected income. Reports of limited transparency and

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JP Morgan Fined Again By FINRA

J.P. Morgan Securities just took another hit from regulators. In a recent settlement with FINRA (AWC No. 2020067014002), the firm agreed to sanctions over compliance and supervision failures that fell short of industry rules and investor expectations. While the firm settled without admitting or denying the findings, the case adds to a growing pattern of

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Blue Owl Private Credit Investors Facing Redemption Limits

Blue Owl Private Credit Fund Losses: Illiquidity, Redemption Limits, and Your Legal Options

Blue Owl Capital’s decision to limit withdrawals in key private credit funds has triggered a wave of concern among investors who expected steady income and reliable liquidity from these investments. If you invested in a Blue Owl private credit fund and are now unable to redeem as requested, you may have legal options to pursue

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