Haselkorn & Thibaut, P.A.

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Concorde Investment Services LLC, Valeo Groupe Americas, and Epoch Huntsville DST: Investor Concerns

Haselkorn & Thibaut Investigates Potential Investor Claims Involving Concorde Investment Services and Valeo Groupe Americas DST Investments Haselkorn & Thibaut is reviewing potential investor claims involving Concorde Investment Services LLC and investments issued or sponsored by Valeo Groupe Americas, including Epoch Huntsville DST, a Delaware Statutory Trust investment marketed to 1031 exchange investors. Epoch Huntsville […]

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FINRA Bars Former J.P. Morgan Securities Representative William Slattery Following Series 66 Examination Misconduct

The Financial Industry Regulatory Authority (FINRA) has barred William Slattery (CRD No. 7739278) from associating with any FINRA member firm in any capacity. The sanction arose from findings related to Slattery’s conduct while taking the Series 66 qualification examination. FINRA accepted a Letter of Acceptance, Waiver, and Consent—AWC No. 2024083148501—on February 27, 2025. Slattery accepted

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FINRA Fines Moody Capital Solutions $50,000 for AML Compliance Failures

A California-based broker-dealer learned a costly lesson about customer due diligence this spring. FINRA announced on May 5, 2026, that Moody Capital Solutions, Inc. had been censured and fined $50,000 for repeated violations of anti-money laundering (AML) supervision rules between January 2021 and September 2024. The settlement highlights how even small firms face steep penalties

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Clarice Saw (a/k/a Clarice Crystal Saw, Chin Saw, Clarice Chin Saw) Investigation – $1.4 Million Fraud Allegations and Investor Claims

Haselkorn & Thibaut, InvestmentFraudLawyers.com, is actively investigating former financial advisor Clarice Saw, also known as Clarice Crystal Saw, Chin Saw, and Clarice Chin Saw, following serious allegations of misconduct, including misappropriation of client funds and a reported order to pay approximately $1.4 million in connection with alleged fraudulent activity. If you invested with Clarice Saw

Clarice Saw (a/k/a Clarice Crystal Saw, Chin Saw, Clarice Chin Saw) Investigation – $1.4 Million Fraud Allegations and Investor Claims Read More »

Urgent Alert for Investors in Crew Enterprises and Versity Investments DSTs

Investors Nationwide who placed their trust and capital into Delaware Statutory Trusts (DSTs) sponsored by Crew Enterprises or Versity Investments are confronting a troubling reality. In 2024, Crew Enterprises suspended monthly distributions across numerous DSTs it managed — including student housing and multifamily properties — leaving investors without expected income. Reports of limited transparency and

Urgent Alert for Investors in Crew Enterprises and Versity Investments DSTs Read More »

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