Haselkorn & Thibaut, P.A.

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

JP Morgan Fined Again By FINRA

J.P. Morgan Securities just took another hit from regulators. In a recent settlement with FINRA (AWC No. 2020067014002), the firm agreed to sanctions over compliance and supervision failures that fell short of industry rules and investor expectations. While the firm settled without admitting or denying the findings, the case adds to a growing pattern of […]

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Blue Owl Private Credit Investors Facing Redemption Limits

Blue Owl Private Credit Fund Losses: Illiquidity, Redemption Limits, and Your Legal Options

Blue Owl Capital’s decision to limit withdrawals in key private credit funds has triggered a wave of concern among investors who expected steady income and reliable liquidity from these investments. If you invested in a Blue Owl private credit fund and are now unable to redeem as requested, you may have legal options to pursue

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Advisor Group Complaints Highlight Investor Concerns Over Supervision and Fees

You know how the hardest part of an investment review isn’t market risk—it’s the silent friction from weak supervision and layered fees. Advisor Group FINRA complaints often follow that exact pattern: a firm’s systems miss a waiver, overlook a share class, or fail to flag a risky recommendation early. In January 2023, FINRA ordered three

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DST Investment Losses: Recovery Options for Investors — Nelson-Related Entities and Versity Investments Under Investigation

Delaware Statutory Trusts (DSTs) have become one of the most aggressively marketed real estate investment vehicles in recent years, particularly among investors seeking to defer capital gains taxes through 1031 exchanges. Promoted as passive, income-generating alternatives to direct property ownership, DSTs were sold to thousands of retirees, high-net-worth individuals, and conservative investors across the United

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Arcadia Securities

Arcadia Securities Fined $40,000 by FINRA: What Investors Need to Know

The Financial Industry Regulatory Authority (FINRA) has formally disciplined Arcadia Securities, LLC, issuing the New York-based broker-dealer a censure and a $40,000 fine following a regulatory examination that uncovered repeated net capital deficiencies and systemic supervisory failures. The enforcement action, formalized through a Letter of Acceptance, Waiver, and Consent (AWC), reveals that Arcadia Securities failed

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