investmentfraudlawyers

Complaint Against Financial Advisor

Alex James Former Allstate and Voya Financial Advisor Investigation

Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to former financial advisor, Alexander (Alex) James who was previously employed with Allstate Financial Services (2017-2020) in West Palm Beach, FL and with Voya Financial Advisors (2012 – 2017) in Palm Beach Gardens, FL. The attorneys of Haselkorn & Thibaut, P.A. …

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Sagepoint Financial Inc

Sagepoint Financial Inc: Tim Vanlohuizen Investigated

Haselkorn & Thibaut (InvestmentFraudLawyers.com) is exploring potential sales practice and oversight issues associated with a financial advisor, Tim Vanlohuizen with Sagepoint Financial, Inc. (2005-present) in Coeur d’Alene, ID. The lawyers of Haselkorn & Thibaut have been investigating potential sales training and supervision issues about Tim Vanlohuizen and other current and former financial advisors with Sagepoint …

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FINRA brokercheck

FINRA Brokercheck: How to Check Out Your Financial Advisor

There are thousands of financial advisors and brokers in America. A majority of them provide value to their clients. Unfortunately, a small percentage don’t and have complaints against them for selling bad products, misleading investors, or stealing from clients. Most financial advisors, brokers, and broker-dealers are registered with the Financial Industry Regulatory Authority (FINRA). It …

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CEFL Stock Lawsuit

CEFL FINRA Lawsuit – Recover Losses

Notice to UBS ETRACS Monthly Pay 2x Leveraged Closed-End Fund ETN (Symbol: CEFL) investors. The Haselkorn & Thibaut, P.A. law firm is a nationwide investment fraud law firm investigating potential sales practice violations by financial advisors who were recommending ETRAC CEFL exchange-traded notes to investors.   The recent trading in CEFL has been in the $5.00/share range and …

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