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Investment Lawsuit

Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.

 

GPB Capital Lawsuit

GPB Capital Holdings: GPB Capital Lawsuits Surge On Ponzi Scheme Allegations

Last month the SEC ordered GPB Capital Holdings into receivership to help return investors’ funds. This comes right after FINRA fined two broker-dealers for GPB Capital Holdings Sales this week. This comes after nearly 3 years of bad news and more investors file lawsuits to recover losses. Just last February GBP Capital Holdings and three …

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Western International Securities (WIS)

SEC Accuses Western International Securities, Five Brokers, Of Reg BI Violations Related to L Bond Sales of $13.3M

Recently a civil suit has been filed by the Securities and Exchange Commission (SEC) against Western International Securities (WIS) about GWG L Bond Sales. A number of broker-dealer’s registered representatives are also named in the suit that alleges violation of the Regulation Best Interest (Reg BI) standards. Specifically, the lawsuit references GWG L Bonds worth $13.3 …

SEC Accuses Western International Securities, Five Brokers, Of Reg BI Violations Related to L Bond Sales of $13.3M Read More »

Center Street Securities GWG Complaint

Retired Couple Files for $500K Damages Against Center Street Securities For GWG L Bond Losses

A FINRA arbitration claim (similar to a lawsuit)  has been filed under the process made available by the Financial Industry Regulatory Authority (FINRA) for such cases. The claim filed by a couple in Ozark, Missouri who is in their nineties and eighties is against Center Street Securities and names one of their brokers, Joseph LaTour, …

Retired Couple Files for $500K Damages Against Center Street Securities For GWG L Bond Losses Read More »

GWG Holdings Lawsuit

GWG Holdings Investor FAQ, GWG L Bonds, Lawsuit, and Loss Recovery

GWG Holdings Inc. filed for Chapter 11 protection in the US Bankruptcy Court in the Southern District of Texas (case number 22-90032) on April 21, 2022. Investors have filed a GWG Holdings lawsuit “FINRA” claim to recover losses for alleged suitability issues. The company reported approximately $2.1 billion in total liabilities. For investors owning GWG …

GWG Holdings Investor FAQ, GWG L Bonds, Lawsuit, and Loss Recovery Read More »

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