Investment Lawsuit

UBS Yield Enhancement Strategy

UBS Yield Enhancement Strategy Lawsuit

Recently, a number of investors have incurred unnecessary investment losses associated with an investment strategy at UBS (and other competing firms) referred to as a “Yield Enhancement Strategy (YES).”  Haselkorn & Thibaut  (InvestmentFraudLawyers.com) currently represents investors seeking to recover losses from UBS Yes and other options strategies.  This investment strategy involves an options strategy that …

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Chesapeake Energy Bonds

Chesapeake Energy Bonds Investor Notice

There have been rumors swirling regarding Chesapeake Energy Corp. (CHK) preparing a potential Chapter 11 bankruptcy filing. Most recently, those rumors have now more recently included a possible missed interest payment to bondholders on at least one tranche of CHK bonds. There is approximately $9 billion in outstanding CHK 2021 unsecured notes, and a bond …

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FSEP (FS Energy & Power Fund) Lawsuit

FSEP (FS Energy & Power Fund) Lawsuit and Investigation

FSEP (FS Energy & Power Fund) investors have been having a rough time over the past few months after the losses that the investment company reported a $1.50/share loss for investors. There is some good news because an investigation has been launched to investigate the firm and lawyers from Haselkorn & Thibaut sided with investors …

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Resource Real Estate Opportunity REIT

Resource Real Estate Opportunity REIT – Investor Notice

Resource Real Estate Opportunity REIT is a risky and complex alternative investment that was a high-commission investment for the broker-dealer and financial advisors selling the products. This investment product was often marketed to individual retail investors as a non-traded real estate investment trust (REIT) and presented as safe, income-producing investments. In that process, the material …

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American Capital Partners Complaints

American Capital Partners Complaints

Eric Drewes is a financial advisor registered with American Capital Partners, LLC, in Jacksonville, Florida. The broker-dealer markets itself as a “personal wealth management” firm that helps clients prioritize objectives and prepare financially to accomplish them, including retirement income and financial planning, and other financial goals. Eric Drewes Investigation Mr. Drewes is a Managing Director …

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Berthel Fisher

Berthel Fisher Investigation

Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an …

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Carter Validus REIT Suspends DRIP

Carter Validus REIT Suspends DRIP

Carter Validus Mission Critical REIT II (Carter Validus) is a risky and complex alternative investment headquartered in Tampa, FL that was typically a high-commission product for the brokerage firms and financial advisors selling the products, but these products were often marketed to individual retail (Main Street) investors as a non-traded real estate investment trusts (REITs) …

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Sierra Income Lawsuit

Sierra Income Corp Lawsuit “FINRA”

Sierra Income Corp. (Sierra Income) is a non-traded business development company (BDC). In 2019 there was a merger with Medley Capital, but for original investors who paid at or near $10.00/share for Sierra Income, there are currently significant investment losses to consider. For one thing, Sierra Income sales were promoted by financial advisors and broker-dealer …

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GPB Capital Lawsuit

GPB Capital Lawsuit: GPB Holdings Ponzi Scheme May 2020

For the last two years, GPB Capital Holdings investors have received a continuous flow of bad news about their investments. Haselkorn & Thibaut has filed a GPB Capital lawsuit (FINRA) for investors to recover losses. Also, our firm continues to investigate and closely monitor GPB. Recently, GPB Capital Holdings announced that it would not be …

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Armada Hoffler Properties (AHH) Investment Losses

Armada Hoffler Properties (AHH) Investment Losses

Investmentfraudlawyers.com is investigating potential sales practice violations by financial advisors who have been recommending Armada Hoffler Properties, Inc. (AHH) and related real estate investment trust (REIT) investments to investors. Armada Hoffler Properties, Inc. (Symbol: AHH) is a real estate investment trust (“REIT”) developing, building, acquiring, and managing institutional-grade workplace, retail, and multifamily properties located mostly …

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