Investment Lawsuit

$245k Northstar Financial Services Complaint Against Maria Calcena at Ocean Financial

$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial)

Financial Advisor and Stockbroker Fraud, Investment Lawsuit / By / April 9, 2021 / , , , , , , , , , , ,

The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd., …

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The Inland Real Estate Income Trust (IREIT) Lawsuit "FINRA"

The Inland Real Estate Income Trust (IREIT) Lawsuit “FINRA”

Investment Lawsuit / By / March 19, 2021 / ,

Haselkorn & Thibaut are investigating claims against financial advisors and their broker-dealers that sold The Inland Real Estate Income Trust, Inc. (IREIT) for having improperly recommended it to some of their clients. It is alleged that many retail investors might not adequately understand the responsibility that broker-dealers, through whom they make investment decisions and whose …

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David Lerner Associates Complaints For Energy 11 & 12

David Lerner Associates Complaints For Energy 11 & 12

Investment Lawsuit / By / April 9, 2021 / , ,

The national investor law firm, Haselkorn & Thibaut, P.A., is currently investigating David Lerner Associates for the sales of several proprietary products including Energy 11 LP, Energy Resource 12 LP, and Spirit of America Fund (NASDAQ: SOAEX).  Energy 11 suspended distribution last year on account of volatility in the oil and gas market, presumably as …

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Triad Advisors Complaints

Triad Advisors Complaints: Investor Notice

Investment Lawsuit / By / February 24, 2021 / , ,

Triad Advisors, an Advisor Group network brokerage firm, has been asked by the Financial Industry Regulatory Authority (FINRA) to pay a fine of $150K for supervisory failures pertaining to short-term trades involving Class A shares of mutual funds and variable annuity exchanges, in addition to repayment of $44K to customers financially affected by their failures. …

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Healthcare Trust Lawsuit (FINRA)

Healthcare Trust Lawsuit (FINRA)

Investment Lawsuit / By / February 24, 2021 / , ,

At $15.75, the NAV of Healthcare Trust Inc. (HTI) as of 31st December 2019 announced by its board of directors, and as per filings with the Securities and Exchange Commission (SEC), represented a 10% decline over the NAV of $17.50 exactly a year earlier. While HTI has not provided any explanation for the decline, according …

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