Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an …
Carter Validus Mission Critical REIT II (Carter Validus) is a risky and complex alternative investment headquartered in Tampa, FL that was typically a high-commission product for the brokerage firms and financial advisors selling the products, but these products were often marketed to individual retail (Main Street) investors as a non-traded real estate investment trusts (REITs) …
Sierra Income Corp. (Sierra Income) is a non-traded business development company (BDC). In 2019 there was a merger with Medley Capital, but for original investors who paid at or near $10.00/share for Sierra Income, there are currently significant investment losses to consider. For one thing, Sierra Income sales were promoted by financial advisors and broker-dealer …
For the last two years, GPB Capital Holdings investors have received a continuous flow of bad news about their investments. Haselkorn & Thibaut has filed a GPB Capital lawsuit (FINRA) for investors to recover losses. Also, our firm continues to investigate and closely monitor GPB. Recently, GPB Capital Holdings announced that it would not be …
GPB Capital Lawsuit: GPB Holdings Ponzi Scheme May 2020 Read More »
Investmentfraudlawyers.com is investigating potential sales practice violations by financial advisors who have been recommending Armada Hoffler Properties, Inc. (AHH) and related real estate investment trust (REIT) investments to investors. Armada Hoffler Properties, Inc. (Symbol: AHH) is a real estate investment trust (“REIT”) developing, building, acquiring, and managing institutional-grade workplace, retail, and multifamily properties located mostly …
Armada Hoffler Properties (AHH) Investment Losses Read More »
NEXT FINANCIAL GROUP was fined a total of $385,000 in late 2019 for sales practice issues and supervision failures related to non-traded REIT sales. In two states, the Massachusetts securities regulators as well as New Hampshire state securities regulators collectively leveled fines totaling $385,000 against NEXT FINANCIAL GROUP, while also ordering restitution to some. According to the …
Hugh “Hobby” Barndollar is the Branch Manager and President of Barndollar Financial in Land O’ Lakes, Florida. Hobby Barndollar has been a registered broker with Crown Capital Securities in Land O’ Lakes, Florida since 2013. According to the Financial Regulatory Authority (FINRA) BrokerCheck, Hobby Barndollar he has been the subject of 2 disclosures: In 2010, …
Crown Capital Securities | Hobby Barndollar | GPB Capital Holdings Read More »
For many investors with significant losses in energy-sector securities, there could be a path to recovering your investment losses in Magellan Midstream Partners LP (MMP), Enterprise Products Partners LP (EPD), MPLX LP (MPLX), Tallgrass Energy LP (TGE), Energy Transfer LP (ET), Plains All American Pipeline LP (PAA), Phillips 66 Partners LP (TCP), TC PipeLines LP …
Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to a former financial advisor, John J. Cahill who was previously with Janney Montgomery Scott LLC (2013-2019) in Upper Saddle River, NJ. The attorneys of Haselkorn & Thibaut have been investigating potential sales practice and supervision issues relating to John J. …
Janney Montgomery Scott – John Cahill INVESTIGATED Read More »
The Haselkorn & Thibaut is investigating potential sales practice violations by financial advisors who were recommending First Trust MLS and Energy Income Fund (FEI) and similar energy sector-related investments to main street investors. The recent trading in FEI had been relatively steady above the $11.00/share range for years. Through 2019, and into February 2020 that …
First Trust MLS and Energy Income Fund (FEI) Investor Notice Read More »