In a recent development, a serious allegation has been made against Christopher Munafo, a financial advisor associated with Janney Montgomery Scott LLC (CRD 463). The complaint, filed on February 26, 2024, alleges that Munafo sold stock in a client’s account without her authorization on January 11, 2023, resulting in significant losses. This case has raised […]

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against Matthew Gillette, a broker and investment advisor associated with Northwestern Mutual Investment Services, LLC. The case, which is currently pending, involves a customer dispute filed on February 26, 2024, alleging that instructions to keep a policy

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against financial advisor Andrew Keller and his firm, Purshe Kaplan Sterling Investments. The case, which is currently pending, revolves around a customer dispute that spans the period from 2021 to 2023. The customer alleges that Keller and