Within the intricate realm of the Miami finance industry, Viqas Akhtar is certain to raise eyebrows, as his financial credentials are currently under severe scrutiny. A recent allegation against him maintains that he has indulged in excessive trading. Since Akhtar’s primary professional role is as a financial advisor with B. Riley Wealth Management, these allegations […]

Phoenix-based financial consultant Richard Rogers (CRD# 1847671) has made headlines recently as he stepped down from a previous brokerage due to misconduct accusations. Previously associated with Belpointe Asset Management, he is now on file with Brookwood Investment Group, according to records from the Financial Industry Regulatory Authority (FINRA). A deep dive into Rogers’ BrokerCheck report

John Franzino, a seasoned financial advisor from Massapequa, New York, faces allegations of misconduct related to insurance sales. According to the Financial Industry Regulatory Authority, Franzino is a broker with Ameritas Investment Company and the proprietor of J&M Financial Services. He has an extensive registration history, which includes his association with NYLife Securities. Investors’ Allegation

Financial malpractice is a serious allegation that often involves significant financial losses for investors. One such case currently under investigation involves John Pock, a financial advisor with EDWARD D. JONES & CO., L.P. (also known as EDWARD JONES), CRD 250. The client alleges that Pock made numerous trades in his commission-based account to generate commissions,