Investment Fraud Lawyers

Don’t Fall Victim to Stock Broker Fraud: Hire an Expert Attorney

Investing in stocks and other securities is a crucial way of building wealth, but it comes with some risks. While many stockbrokers and brokerage firms are ethical, there are still a number of dishonest individuals, financial institutions, and organizations out there that engage in fraudulent behavior. According to the FTC, In 2022, investment scams led […]

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Chang Jen Vung (Cetera) Complaint Filed For Unsuitable Products

Chang Jen Vung, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Flushing, New York office of Cetera Investment Services LLC, has faced several complaints from investors. These complaints raise concerns about unsuitable investment recommendations and potential fraud. Let’s take a closer look at the allegations against Chang Jen

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James Cvetkovic Terminated from Stifel Financial

James Cvetkovic (CRD# 5387856) is a certified financial planner and investment advisor representative who was formerly associated with Stifel, Nicolaus & Company, Incorporated. However, recent events have led to his termination by the firm. This article will delve into the circumstances surrounding Cvetkovic’s termination and any complaints and lawsuits associated with his professional conduct. Background

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Securities Fraud: Definition, Protection and Loss Recovery

As an investor, it’s crucial to be aware of the many dangers that can threaten your finances. One of the most common threats is securities fraud, which can rob you of your hard-earned money. In this part, we will explore the ins and outs of securities fraud. Specifically, we will dive deep into what securities

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Justin Singletary (Westpark Capital): Complaint Filed For GWG Holdings Sale

In the world of finance, trust is paramount. Investors entrust their hard-earned money to financial advisors, expecting them to act in their best interest. However, when this trust is breached, the consequences can be devastating. One such case involves Justin Singletary (CRD# 6325695), a broker formerly registered with Westpark Capital. Allegations Against Singletary Singletary has

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