Investment Fraud Lawyers

Oppenheimer Broker Hurtado Discloses Customer Claims & Suspension

Cesar Hurtado is a broker registered with Oppenheimer & Co. from January 2003 onwards. He has recently made disclosures pertaining to two customer disputes, as well as his suspension. The information is public and available on his Broker record. Disclosures made by Hurtado relate to settlements with customers of Oppenheimer, in response to allegations made by […]

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Wealth Enhancement Group (WEG) Advisor Arrested For Child Porn

‘Endangering the welfare of children for the distribution of child pornography in the second degree’ and ‘endangering the welfare of children for the possession of child pornography in the third degree’ are the two charges levied against Nicholas Spagnoletti, a financial advisor with the Wealth Enhancement Group (WEG). Private equity-backed hybrid RIA WEG inherited Spagnoletti

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Stable Road Acquisition Company (SRAC) Lawsuit

Momentus, an early-stage space transportation company, claims to have achieved successful results with the tests of its propulsion technology carried out in space. The company and its ex-CEO Mikhail Kokorich have made this assertion repeatedly to investor audiences. The apparent mistruths in the assertions are now tumbling out, on account of its proposed acquisition by

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NYLife Advisor Jeff Anderson Barred after Allegations of Stealing from Elderly Client

NYLife Financial advisor Jeffrey Scott Anderson (CRD # 5993214) of Bloomington, IL, has been barred by the Financial Industry Regulatory Authority (FINRA) on the 2nd of August. The barring follows allegations of theft of $26,600 from an elderly customer of NY Life. According to the information made available by FINRA, and publicly accessible, Anderson appears

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Worden Capital Management Complaints: John Cangialosi Suspended

Rules 2010 and 2111 of the Financial Industry Regulatory Authority (FINRA) seek to prevent excessive trading by brokers in customer accounts. John Sebastian Cangialosi, a broker last associated with Worden Capital Management LLC, has fallen foul of FINRA on account of violation of these rules and has been suspended for a period of 9 months.

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