Investment Fraud Lawyers

The Inland Real Estate Income Trust (IREIT) Lawsuit “FINRA”

Haselkorn & Thibaut are investigating claims against financial advisors and their broker-dealers that sold The Inland Real Estate Income Trust, Inc. (IREIT) for having improperly recommended it to some of their clients. It is alleged that many retail investors might not adequately understand the responsibility that broker-dealers, through whom they make investment decisions and whose […]

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Triad Advisors Complaints: Investor Notice

Triad Advisors, an Advisor Group network brokerage firm, has been asked by the Financial Industry Regulatory Authority (FINRA) to pay a fine of $150K for supervisory failures pertaining to short-term trades involving Class A shares of mutual funds and variable annuity exchanges, in addition to repayment of $44K to customers financially affected by their failures.

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Aegis Capital Advisor Steven Luftschein Barred For Churning

Steven Robert Luftschein (also known as Steven Lerner), formerly an advisor with Aegis Capital Corp., has reportedly been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This is on the back of allegations against him of excessive trading and churning in accounts of three different clients. About Steven Luftschein From 2013

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Jack Quick Ameriprise Financial Services Investigation

Did you suffer investment losses after working with Jack Quick a/k/a Jack Alan Quick, a former broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the New Hope, Minnesota branch of Ameriprise Financial Services, Inc. (Ameriprise) If so, the attorneys of Investment Loss Recovery Group want to help you. We are

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How to Recover Financial Advisor Losses With Mediation

Many investors shrug off losses due to market conditions, when it may be the fault of their financial advisor or stockbroker. A great way to recover losses is through mediation using an investment fraud lawyer. A FINRA mediation allows for a fast settlement of claims recovery of losses for investors. FINRA Mediation vs. Arbitration To

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