Jack Quick Ameriprise Financial Services Investigation

Jack Quick Ameriprise Financial Services Investigation

Did you suffer investment losses after working with Jack Quick a/k/a Jack Alan Quick, a former broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the New Hope, Minnesota branch of Ameriprise Financial Services, Inc. (Ameriprise) If so, the attorneys of Investment Loss Recovery Group want to help you. We are now investigating potential complaints against Jack Alan Quick and Ameriprise.

Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our investment fraud attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms.

Contact us today if you incurred investment losses after working with Mr. Quick or Ameriprise. We will review your potential claims in a free and confidential consultation.

Who Is Jack Alan Quick?

You can find information about Jack Quick (CRD# 2348222) through two databases which are available online and accessible by the public, the FINRA Central Registration Depository (CRD) and Investment Adviser Registration Depository (IARD). Based on her FINRA BrokerCheck Report and her IARD Public Disclosure Report:

Mr. Quick had worked in the financial services industry from 1993-2015. Over the course of his career, he has been registered with FINRA through:

  • IDS Life Insurance Company in Minneapolis, Minnesota (1993-2006)
  • Ameriprise Financial Services, Inc. in New Hope, Minnesota (1993-2015)

FINRA Brokercheck records reflect two regulatory matters and four customer dispute matters. The customer dispute matters involve allegations that include a lack of information related to sales loads, misrepresentations, unsuitable recommendations, etc. Some of the investments allegedly at issue in the customer dispute matters appear to involve variable annuities, real estate investment trusts (REITs) and mutual funds, among other investments.

The regulatory matters appear to include a State of Minnesota issue involving a check without sufficient funds, and a FINRA regulatory matter that resulted in an Acceptance, Waiver & Consent (AWC) which neither admitted or denied allegations that included references to a purported effort to reimburse a surrender charge relating to a customer insurance policy without informing the firm of the customer complaint. The matter was resolved with a civil fine as well as a suspension.

Mr. Quick appears to be no longer registered or employed in the securities industry as of July 2015.

How Can You Recover Investment Losses Involving Mr. Quick or Ameriprise?

If you suffered investment losses involving Mr. Quick or Ameriprise due to any unsuitability or other issues related to variable annuities, REITs, or other investments, or due to any possible negligent or improper handling of your accounts, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account or may have failed to adequately supervise your investment accounts or Mr. Quick’s conduct as a broker and financial advisor.

The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.

We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.

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