Investment Fraud Lawyers

Gene Esplin From Kalos Capital - Lawsuit FINRA

Gene Esplin, Kalos Capital – Lawsuit “FINRA”

Haselkorn & Thibaut is investigating potential sales practice and supervision issues related to a financial advisor, Gene Esplin, who was previously with Kalos Capital, Inc. (2015-2019), and with Triad Advisors, Inc. (2008-2015) in Pocatello, ID. The lawyers of Haselkorn & Thibaut, P.A. at wordpress-1550703-6001974.cloudwaysapps.com have been investigating potential sales practice and supervision issues relating to […]

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Berthel Fisher Investigation

Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an

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Carter Validus REIT Suspends DRIP

Carter Validus Mission Critical REIT II (Carter Validus) is a risky and complex alternative investment headquartered in Tampa, FL that was typically a high-commission product for the brokerage firms and financial advisors selling the products, but these products were often marketed to individual retail (Main Street) investors as a non-traded real estate investment trusts (REITs)

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AMC Entertainment Holdings (AMC) Lawsuit “FINRA”

Financial advisors that sold AMC Entertainment Holdings, Inc. (AMC) to their clients are being investigated by Haselkorn & Thibaut, P.A., nationwide investment fraud law firm, for possible sales practice violations by financial advisors who have been recommending AMC and associated real estate investment trust (REIT) investments offered to investors. The current trading in AMC is

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Armada Hoffler Properties (AHH) Investment Losses

Investmentfraudlawyers.com is investigating potential sales practice violations by financial advisors who have been recommending Armada Hoffler Properties, Inc. (AHH) and related real estate investment trust (REIT) investments to investors. Armada Hoffler Properties, Inc. (Symbol: AHH) is a real estate investment trust (“REIT”) developing, building, acquiring, and managing institutional-grade workplace, retail, and multifamily properties located mostly

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