Patrick Aaron Pistor – Equitable Advisors, LLC | San Antonio, TX: Investor Alert & Red Flags Haselkorn & Thibaut, a trusted national investment fraud law firm, has opened an investigation into allegations related to Patrick Aaron Pistor, a former broker based in San Antonio, Texas, who was most recently registered with Equitable Advisors, LLC (CRD […]

Investigation Alert: John Hardiman and Janney Montgomery Scott Face $660,000 Investor Complaint Haselkorn & Thibaut has opened an investigation into financial advisor John Hardiman following a significant investor complaint filed against him and his firm, Janney Montgomery Scott. The pending complaint, which alleges unsuitable mutual fund investments, seeks $660,000 in damages – a substantial sum

Logan Cox, a registered representative with Arete Wealth Management, LLC, is facing allegations of recommending an unsuitable investment to a client. The customer dispute, filed on January 9, 2024, is currently pending resolution. The client alleges that Cox recommended an alternative investment that was not suitable for their financial situation and investment objectives. According to

Investor Alert: Haselkorn & Thibaut Investigates Libertad M. Ortiz Contreras of Flourish Financial LLC, New York, NY Are you an investor who worked with Libertad Mahany Ortiz Contreras (CRD #4649349) at Flourish Financial LLC in New York, NY or at any of her previous firms? Haselkorn & Thibaut—a national securities fraud law firm with a

In a recent development, a customer dispute has been filed against Wintrust Investments and its representative, Anthony Jovanovich, alleging misrepresentation and mismanagement of investments. The claimants have initiated FINRA Arbitration proceedings, seeking to recover their losses and hold the firm and its representative accountable for their actions. According to a study by the U.S. Government